| 19-03825 | 04/16/2020 | Claimant(s): Dorothy Kniker, Judith Gellhausen
Claimant Lawyers(s): Judith Gellhausen
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick Christensen
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
|  | $0 |
| 19-03112 | 04/09/2020 | Claimant(s): Bryan Hwang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 19-02888 | 03/16/2020 | Claimant(s): Louise Bloom
Claimant Lawyers(s): Louise Bloom
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
| | $425 |
| 19-03125 | 03/10/2020 | Claimant(s): Anthony Atrasz
Claimant Lawyers(s): Erica Harris
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | |
| 19-00796 | 03/10/2020 | Claimant(s): Charlene Robson, David Robson
Claimant Lawyers(s): Pamela S Duffy
Respondent(s): David Specht, Leslie Hankinson, Fidelity Brokerage Services LLC, Strategic Advisers
Respondent Lawyers(s): Nioah D. Sorkin
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Raleigh, NC
| | $34,125 |
| 19-00315 | 02/03/2020 | Claimant(s): Michael Bakos
Claimant Lawyers(s): Frances Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie Blickenstaff
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
| | |
| 18-01151 | 01/23/2020 | Claimant(s): Garett Ceraso
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Joseph R. Brancaleone, Martin L. Feinberg, Susan Manca
Hearing Site: New York, NY
| | |
| 19-02185 | 01/16/2020 | Claimant(s): Martin Cunningham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John James McGovern
Hearing Site: Manchester, NH
| | |
| 19-02157 | 01/03/2020 | Claimant(s): Charles Chan
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
| | |
| 18-03624 | 11/18/2019 | Claimant(s): Brian Ramler
Claimant Lawyers(s): Robert A Klingler
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Frederick Ramos
Hearing Site: Cincinnati, OH
| | |
