| 18-01781 | 03/06/2020 | Claimant(s): Steve Carver IRA
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Francis Lorenzo, Gregg Lorenzo, Charles Vista LLC
Respondent Lawyers(s): Francis Vincent Lorenzo, Gregg Lorenzo, Robyn D. Paster
Arbitrator(s): Charles Scott McClellan, Chris Robert Youtz, Sandra Palmer
Hearing Site: Seattle, WA
|  | $0 |
| 18-03155 | 02/03/2020 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Frederick B. Mueller, Charles Scott McClellan, Ian Stephen Birk
Hearing Site: Seattle, WA
| | |
| 19-02719 | 01/22/2020 | Claimant(s): Ryan Carlson
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Richard Brown
Respondent Lawyers(s): Richard Lyndon Brown
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $70,570 |
| 19-01412 | 12/19/2019 | Claimant(s): Jeffrey Cashman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): David J. Lehr
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
| | |
| 19-01534 | 12/13/2019 | Claimant(s): Jason Trichler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Seattle, WA
| | |
| 19-00610 | 12/10/2019 | Claimant(s): Daniel Adams
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Metropolitan Investment Securities.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
| | |
| 19-01549 | 12/03/2019 | Claimant(s): Earl Hartley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
| | |
| 19-00392 | 11/29/2019 | Claimant(s): Joseph Hong
Claimant Lawyers(s): Joseph Hong
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): John J. Fitzpatrick, Joan M. Schroeder, Clydia Jean Cuykendall
Hearing Site: Seattle, WA
| | |
| 19-01053 | 11/18/2019 | Claimant(s): Tastyworks.
Claimant Lawyers(s): John Muldoon
Respondent(s): CC Research
Respondent Lawyers(s): Joseph Koroki
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
| | $37,392 |
| 18-01148 | 10/30/2019 | Claimant(s): Gayle Bratton, Estate of Edwards Bratton
Claimant Lawyers(s): Ann H. Rosato
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Medora A. Marisseau
Arbitrator(s): Thomas R. Dreiling, Andrew Robert Thibeault, Katherine L Sidener
Hearing Site: Seattle, WA
| | $0 |
