12-03248 | 04/10/2015 | Claimant(s): Mark Tomas Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Benjamin A. Kerner, Martin I. Reisig, Richard Robert Cech Hearing Site: Detroit, MI
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11-00193 | 01/10/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): John Mann, Thomas Mann Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Mary Beth Wheeler, William C. Alsover, William M. Azkoul Hearing Site: Detroit, MI
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12-00470 | 10/04/2013 | Claimant(s): Greg Chandler Claimant Lawyers(s): Collin H. Nyeholt Respondent(s): Wells Fargo Advisors, Mark Tomas, Tomas Holdings., Wolverine Real Estate Partners Respondent Lawyers(s): Mark L. Kowalsky, Nuviah Shirazi, Esq. Arbitrator(s): Barry Goldman, Susan L. Currier, Lee Hornberger Hearing Site: Detroit, MI
| | Expungement |
11-01146 | 02/07/2013 | Claimant(s): Angela Fini-Ross Claimant Lawyers(s): Patrick A. Guentner Respondent(s): Allen Green, A.Green Financial Group., Cullum & Burks Securities., Royal Securities Company Respondent Lawyers(s): Brian J. Masternak, Mark L. Kowalsky, Steven L. Burks, President Arbitrator(s): Thomas Anthony Van Tiem, Ann W. Hartmann, Sandra J. Budnick Hearing Site: Detroit, MI
| | $400,375 |
10-02669 | 11/10/2011 | Claimant(s): Steve Stolaruk Claimant Lawyers(s): Charles M. Penzien Respondent(s): Kenneth Warnick, Paul Stanley, Equitas America Respondent Lawyers(s): Brian Hemker, David M. Saperstein, Mark L. Kowalsky Arbitrator(s): Jeffry M. Bauer, Kenneth Rochlen, Peter C. Rageas Hearing Site: Detroit, MI
| | $200,000 |
10-05254 | 06/17/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Hugh Blake-Thomas III Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI
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09-03947 | 03/28/2011 | Claimant(s): Joel Lagore Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): David Vallie, Citigroup Global Markets., Morgan Stanley, Morgan Stanley & Co., Terrence Andrysiak Respondent Lawyers(s): Tiffany C. Woodie Arbitrator(s): Harvey Frank, Mark Wietchy, William P. Thorpe Hearing Site: Detroit, MI
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09-01728 | 03/16/2011 | Claimant(s): Thomas Redmond, Thomas A. Redmond Rev Liv Trust et al Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Oppenheimer & Co.., Joseph Eckrich Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Patrick R. Sughroue, Mark Scarr, Mark A. Cleland Hearing Site: Detroit, MI
| | $221,120 |
03-02421 | 01/04/2011 | Claimant(s): Oppenheimer & Co. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): George M. Garvey Arbitrator(s): Ronald L. Cameron, Mark S. Priver, Ronald E. Ogden Hearing Site: Los Angeles, CA
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06-03243 | 12/23/2008 | Claimant(s): Planco Financial Services. Claimant Lawyers(s): Mark T. Boonstra Respondent(s): Sarah Habitz, Sean Ritchlin Respondent Lawyers(s): Eric S. Richards Arbitrator(s): Mark L. Kowalsky, Burton L. Ansell, William P. Thorpe Hearing Site: Detroit, MI
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