| 07-00366 | 02/11/2009 | Claimant(s): Griffin, Kubik, Stephens & Thompson
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): James Kubik, Jill Rottman, John Tofilon, Kent Atkinson, Morgan Stanley DW Inc., Maria Tornga
Respondent Lawyers(s): Christopher M. Burky, Howard B. Iwrey, Steven P. Gomberg
Arbitrator(s): Jerome F. Crotty, Robert J. Larson, Mitchell Lee Marinello
Hearing Site: Chicago, IL
| | |
| 06-05086 | 12/29/2008 | Claimant(s): Elizabeth Luster, Elizabeth S. Luster Trust
Claimant Lawyers(s): Daniel B. Spitzer
Respondent(s): Albert Gersh, Morgan Stanley DW Inc.
Respondent Lawyers(s): Eric Wallis, Wendy R. Robinson
Arbitrator(s): James H. Frank, Grace L. Heyne, Ted Paul Comfort
Hearing Site: Los Angeles, CA
|  | $41,776 |
| 07-01978 | 12/09/2008 | Claimant(s): Mondofin Inc., Mondofin Inc. No. 23, Mondofin Inc. No. 24, Mondofin Inc. No. 33
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jonathan Robbins
Arbitrator(s): Alfred E. Monahan, Guenter S. Cohn, Gino Dante Serpe
Hearing Site: San Diego, CA
| | $0 |
| 07-01803 | 12/02/2008 | Claimant(s): Tranquilino Ventura, Hartford Fire Insurance Co.., Hartford Fire obo P. Dutton, Conservator
Claimant Lawyers(s): Richard E. Smith, Robert R. Hembree
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven P. Gregory, Joy L. Aldridge, Ronald Griffith Wilkins
Hearing Site: Birmingham, AL
| | Expungement |
| 07-01845 | 12/02/2008 | Claimant(s): Tranquilino Ventura
Claimant Lawyers(s): Frank M. Wilson
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Edward Jones, Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale, Jason R. Doss
Arbitrator(s):
Hearing Site: Birmingham, AL
| | $4,120 |
| 07-03046 | 11/07/2008 | Claimant(s): Jean and David Darzi
Claimant Lawyers(s): Anthony J. Hom
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Aaron L. Danzer
Arbitrator(s): Catherine Tinker, Judith C. Greene, Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 06-01086 | 10/21/2008 | Claimant(s): Jeffrey Geiger
Claimant Lawyers(s): Christopher R. Pettit
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister
Hearing Site: Columbus, OH
| | |
| 07-03384 | 10/20/2008 | Claimant(s): Ronald Waseleski
Claimant Lawyers(s): Ronald Richard Waseleski
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Garrett J. Dombrowski
Hearing Site: Newark, NJ
| | |
| 07-03047 | 09/23/2008 | Claimant(s): Lisa Cavaliere
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Aaron Friedman, Robert A. Vaccaro, William E. Nuckel
Hearing Site: New York, NY
| | $0 |
| 07-01835 | 06/26/2008 | Claimant(s): Louise Ladd
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman
Hearing Site: Milwaukee, WI
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