| 14-03753 | 05/29/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Armando Wood
Respondent Lawyers(s): Armando Wood
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 13-02390 | 05/15/2015 | Claimant(s): Ann McCorquodale, Knox McCorquodale, Rex McCorquodale
Claimant Lawyers(s): Andrew D. Gowdown
Respondent(s): Terry Chilton, Chilton Financial Services., Terry Chilton Financial Services, L.P.
Respondent Lawyers(s): Cory S. Reed
Arbitrator(s): Jack Chapline Vaughan, Allan R. Lazor, Daniel Stephen Dexter
Hearing Site: Houston, TX
|  | $1,172,250 |
| 14-02928 | 05/15/2015 | Claimant(s): Sidney Saxon IRA
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
| | $300 |
| 09-06970 | 05/14/2015 | Claimant(s): Joseph Collins
Claimant Lawyers(s): Joseph Collins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gregory E. Cater, Malcolm Edwin Whittaker, Susan Meek
Hearing Site: Houston, TX
| | |
| 14-03598 | 05/07/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Irma Hampton
Respondent Lawyers(s): Jessica C. Neufeld
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
| | |
| 13-01876 | 04/28/2015 | Claimant(s): Brian Parker, Jessica Valentine, Parker Family Trust
Claimant Lawyers(s): Joseph R. Marrs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Malcolm Edwin Whittaker, Michael Edward Denosky, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | $1,209,600 |
| 14-01426 | 04/14/2015 | Claimant(s): Scott Coombes
Claimant Lawyers(s): Scott Browning Coombes
Respondent(s): Carol Reinking, Valic Financial Advisors.
Respondent Lawyers(s): Carol Reinking, Kortney S. Farmer
Arbitrator(s): Oren L. Connaway, Maurice J. Fallas, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | Expungement |
| 14-00793 | 04/01/2015 | Claimant(s): Armin Jezari
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
| 14-00115 | 03/27/2015 | Claimant(s): Valerie Hearn and Tom Hearn
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Willard Golightly
Respondent Lawyers(s): Willard Lee Golightly
Arbitrator(s): Raymond L. Britton, Jack Chapline Vaughan, Alan M. Holzberg
Hearing Site: Houston, TX
| | $201,000 |
| 14-03597 | 03/23/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jon Fletcher
Respondent Lawyers(s): Jon Michael Fletcher
Arbitrator(s): Jeff Kilgore
Hearing Site: Houston, TX
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