| 08-04697 | 06/10/2011 | Claimant(s): Jackie Andalman, Jackie Andalman IRA
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette P. Morales
Arbitrator(s): Ruth Hannenberg, Donald W. McKenzie, Robert P. Keno
Hearing Site: Chicago, IL
|  | Expungement |
| 10-02613 | 05/26/2011 | Claimant(s): Fred Chouinard
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Kitty G. Grubb
Hearing Site: Miami, FL
| | $0 |
| 09-06016 | 05/18/2011 | Claimant(s): Ashley Nobili UFLUTMA, Corinne Nobili UFLUTMA, Raul Nobili Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Lester M. Rosenberg, James Conrad Sankpill, Louis David Huss
Hearing Site: Miami, FL
| | $0 |
| 09-05785 | 05/17/2011 | Claimant(s): Charles Stokes, Mary Stokes
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): George J. Marshall, Roland M. Cavalier, Cheryl H. Agris
Hearing Site: Albany, NY
| | Expungement |
| 10-02831 | 05/13/2011 | Claimant(s): Richard Schreiber, Richard E. Schreiber IRA, Richard E. Schreiber Retirement Trust
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management, In, The Charles Schwab Corporation
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): David J. Anderson, Annette Gres Shepherd, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-02919 | 05/10/2011 | Claimant(s): Brad A. Baggarly, SEP-IRA
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-00357 | 05/05/2011 | Claimant(s): Dennis W. Tibbs, IRA, QRP, Patricia A. Tibbs, Dennis W. and Patricia A. Tibbs, Jt Ten
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Brian E. Bro, Martin Samuel Altimore
Hearing Site: Houston, TX
| | Expungement |
| 10-02881 | 05/03/2011 | Claimant(s): Steven Minar
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Daniel B. MacLeod, Joseph W. Cheek, James E. Bartels
Hearing Site: Portland, OR
| | Expungement |
| 09-05737 | 04/15/2011 | Claimant(s): John L. Norris, Vivianne Norris, John L. Norris & Vivianne Norris, JT TEN
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): John F. Allgood
Hearing Site: Birmingham, AL
| | Expungement |
| 10-00258 | 04/14/2011 | Claimant(s): Peter Kortemeyer
Claimant Lawyers(s): Laurence S. Schultz
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Theodore L. Leeb
Hearing Site: Chicago, IL
| | Expungement |
