Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01549 | 11/08/2012 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Audette Paul Morales Respondent(s): Charles S. Hoyt, IRA, SEP-IRA, Charles S. Hoyt & Nancy S. Hoyt Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Laurel Littman Gothelf, Jerold R. Babin, Michael Lancaster Garcia Hearing Site: San Francisco, CA | Expungement | |
| 10-02919 | 05/10/2011 | Claimant(s): Brad A. Baggarly, SEP-IRA Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA |  | Expungement |