| 15-01601 | 02/01/2016 | Claimant(s): Raymond Klosz, Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Lynn Hirschfeld Brahin, George H. Perich, W Charles Curley
Hearing Site: Columbus, OH
| | |
| 15-00301 | 10/05/2015 | Claimant(s): Claudia Billings, Claudia A. and Robert M. Billings
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kevin Fifer, Capital City Securities, Regis Asset Management LLC
Respondent Lawyers(s): Dennis J. Concilla, Kevin L. Fifer, Robert K. Cargin
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
|  | $37,912 |
| 12-03726 | 10/10/2013 | Claimant(s): Jon Arnold
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, John B. Glueckert
Hearing Site: Columbus, OH
| | |
| 12-00916 | 11/26/2012 | Claimant(s): The Huntington Investment Company
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Kevin Stryker
Respondent Lawyers(s): Kevin Alston Stryker
Arbitrator(s): Emily J. Lewis
Hearing Site: Columbus, OH
| | |
| 11-03756 | 09/10/2012 | Claimant(s): Forrest Sutherland
Claimant Lawyers(s): Cassaundra L. Edwards
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Scott H Litwin, Jeffrey M. Bain, Barbara Black
Hearing Site: Cincinnati, OH
| | $0 |
| 08-05028 | 04/30/2010 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kenneth Boyd
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Earl Williams, Howard A. Slater, MBA, CFP, ChFC, Shelly A. Goering
Hearing Site: Cleveland, OH
| | |
| 09-00965 | 11/23/2009 | Claimant(s): City Securities Corporation
Claimant Lawyers(s): John T.L. Koening
Respondent(s): Brian Osner, Ameriprise Financial Services.
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): R. Van Young, Raymond M. Kirtley, Eugene G. Ziobron
Hearing Site: Indianapolis, IN
| | |
| 07-03434 | 04/07/2009 | Claimant(s): Gertrude Meyers, James Myers
Claimant Lawyers(s): James D. Myers
Respondent(s): Sandra Fuller, The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $283 |
| 07-02379 | 03/13/2009 | Claimant(s): Chelcy Hershey, Jack Hershey, Pamela Wells, Phyllis Kirk, Raymond Hershey, The Estate of Mildred McCreanor
Claimant Lawyers(s): David P. Meyer
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Jeffrey M. Bain, David C. Young, Jeffrey G. Swartz
Hearing Site: Columbus, OH
| | $109,844 |
| 08-01418 | 11/20/2008 | Claimant(s): Steven Lare
Claimant Lawyers(s): Steven R. Lare
Respondent(s): Joseph Klein, The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Burton L. Ansell
Hearing Site: Detroit, MI
| | $0 |
