| 13-00710 | 10/14/2013 | Claimant(s): Johanne Nalasco, Loui Nalasco, Peter Nalasco, Johanne Lavoie Nalasco IRA, Peter Nalasco IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Buckman, Buckman & Reid.
Respondent Lawyers(s): Michael D. Handelson
Arbitrator(s): Diane M. Perry
Hearing Site: Boca Raton, FL
|  | $46,929 |
| 13-01597 | 10/10/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | |
| 12-03266 | 10/08/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
| | |
| 12-02541 | 10/08/2013 | Claimant(s): June Matalon
Claimant Lawyers(s): A. Roger Elston
Respondent(s): Claud Baruch, Morgan Stanley, Richard Wynes, Robert Feinman
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01845 | 10/04/2013 | Claimant(s): Herbert Kava
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz, Senior Counsel
Arbitrator(s): Stuart Harvey Ziegler, Scott Manker
Hearing Site: Boca Raton, FL
| | $0 |
| 13-00606 | 09/25/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Moncef Bennaji
Respondent Lawyers(s): Michael Moran
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Boca Raton, FL
| | |
| 13-00493 | 09/20/2013 | Claimant(s): America's Choice Equities LLC
Claimant Lawyers(s): Ralph A. Principe
Respondent(s): Michael Moore
Respondent Lawyers(s): Michael Todd Moore
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
| | |
| 13-00993 | 09/20/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Mark Burnam
Respondent Lawyers(s): Mark T. Burnam
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
| | |
| 12-04132 | 09/12/2013 | Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Dimitrios Koutsoubos
Respondent Lawyers(s): Dimitrios Koutsoubos
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
| | |
| 12-01933 | 09/09/2013 | Claimant(s): Barbara Berger Revocable Trust
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Howard Bernstein, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
