| 18-01009 | 04/07/2020 | Claimant(s): Michael Hamze
Claimant Lawyers(s): Michael Zafer Hamze
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Donald Theodore Ryce, Andrew Jay Kohan, Deborah Rachel Beylus
Hearing Site: Boca Raton, FL
| | |
| 19-03294 | 04/07/2020 | Claimant(s): Robert Warther
Claimant Lawyers(s): James P. Galvin
Respondent(s): Securities America.
Respondent Lawyers(s): Laurel A. Whelan
Arbitrator(s): Diane M. Perry, Robert G. Geeseman, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL
| | |
| 19-03436 | 03/27/2020 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Dennis Hayes
Respondent Lawyers(s): Dennis Allen Hayes
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 19-02656 | 03/24/2020 | Claimant(s): Carter Mansbach
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
| | |
| 19-02796 | 03/24/2020 | Claimant(s): Marc Silverman
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 19-00096 | 03/19/2020 | Claimant(s): William Elmore
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
| | |
| 18-03580 | 03/09/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Adam Schachter
Respondent Lawyers(s): Adam Craig Schachter
Arbitrator(s): Steven R. Reininger, Daniel H. Yaffe, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | |
| 19-01917 | 03/09/2020 | Claimant(s): William Gruntler
Claimant Lawyers(s): Harris Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
| | |
| 19-00258 | 03/05/2020 | Claimant(s): Patricia J. Wilson Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Karl Foust
Respondent Lawyers(s): Karl Ronald Foust
Arbitrator(s): Todd M. Saunders, Richard Carl Smukler, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
|  | $200,000 |
| 18-04085 | 03/02/2020 | Claimant(s): Cathy Mina, IRA, Louis Mina IRA, Cathy R. Mina, Rev. Trust
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig D. Stein
Arbitrator(s): Gary M. Landau, David P. Slater, Robert Stanley Zack
Hearing Site: Boca Raton, FL
| | $0 |
