| 17-00665 | 02/15/2018 | Claimant(s): Jane Hoffman
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors, Ronald Guertin
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL
|  | Expungement |
| 16-03521 | 02/01/2018 | Claimant(s): Ryan Wyatt
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Wunderlich Securities.
Respondent Lawyers(s): Patricia E. Cowart, Tracy Wiswall
Arbitrator(s): Marc T. Danon, Ken Ziesenheim, John Briggs
Hearing Site: Orlando, FL
| | |
| 17-00579 | 10/17/2017 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Roger W. Van Deusen
Hearing Site: Tampa, FL
| | |
| 16-00931 | 08/08/2017 | Claimant(s): Gregg A. Kiken Trust U/A DTD 11/21/2001, Linda G. Kiken Trust U/A DTD 11/21/2001
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors, Russell Blum
Respondent Lawyers(s): Patricia E. Cowart, Russell Blum
Arbitrator(s): Steven Gerard Goerke, Sidney J. Wartel, Toby Bartosh
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00499 | 05/09/2017 | Claimant(s): Terry Denisco Rev Tr Terry Denisco TTEE
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Paul Weinberg, Jeffrey Scott Shapiro
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02725 | 05/05/2017 | Claimant(s): Nattura CV
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Stephen Kahane, Carolyn E. Moore, Lawrence C. Levey
Hearing Site: Miami, FL
| | Expungement |
| 16-00385 | 02/15/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Thomas Dilello
Respondent Lawyers(s): Thomas Michael Dilello
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 16-02346 | 01/18/2017 | Claimant(s): Verna Munden
Claimant Lawyers(s): Robert J. Slotkin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
| 15-02085 | 12/14/2016 | Claimant(s): David Covington
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Raymond C. Kerr, Barbara L. Edin, Daniel J. Pagnano
Hearing Site: New Orleans, LA
| | Expungement |
| 16-00384 | 12/02/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Emmanuel Tsesmelis
Respondent Lawyers(s): Emmanuel James Tsesmelis
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL
| | |
