| 18-03538 | 06/14/2019 | Claimant(s): Christopher Facka
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | |
| 18-01243 | 06/04/2019 | Claimant(s): Colleen Schuhmann
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 18-01389 | 05/09/2019 | Claimant(s): Mary Lott
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA
|  | $0 |
| 18-00620 | 04/08/2019 | Claimant(s): Ronald Bauer
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): Wells Fargo Clearing Services, Steven Sklover
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernice Leah Stander, Linda M. Foster-Wells, Stephanie Jeannette Charny
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-01902 | 02/07/2019 | Claimant(s): Benita Gabbe, Benita L. Gabbe Revocable Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02123 | 01/14/2019 | Claimant(s): Thomas W. Riordan WFCS Cust. Trad IRA, Thomas Riordan & Barbara Riordan JTWROS
Claimant Lawyers(s): Thomas Riordan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $4,600 |
| 18-00909 | 11/07/2018 | Claimant(s): Michele Kief
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert B. Kane, Kimberly A. Gilmour, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | |
| 17-01601 | 06/22/2018 | Claimant(s): Frank Ventura IRA
Claimant Lawyers(s): Frank Ventura
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02376 | 03/22/2018 | Claimant(s): Edward S. Adamy and Lois S. Adamy, TIC
Claimant Lawyers(s): Steve Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Sharon R. Merriman, Arthur L. Tepper, Edwin Joseph Rehrman
Hearing Site: Louisville, KY
| | Expungement |
| 16-00412 | 03/06/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): William De Cardenas
Respondent Lawyers(s): Francisco J. Escalante
Arbitrator(s): William E. Schneider
Hearing Site: Boca Raton, FL
| | |
