FINRA Awards for Demian J. Betz

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 82 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02162	03/22/2019	Claimant(s): Douglas J. Calnan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA
18-02025	03/14/2019	Claimant(s): James Gibson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE
18-00022	01/30/2019	Claimant(s): Stephen Caruso Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Carol Maria Luttati, Anna Lascar, George Bartos Hearing Site: New York, NY
18-02771	01/18/2019	Claimant(s): Eric Burt Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente Hearing Site: Boston, MA
18-00939	01/16/2019	Claimant(s): Janet Redman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE
18-00496	01/08/2019	Claimant(s): Stacie Weiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio Arbitrator(s): Robert Titus Hearing Site: Hartford, CT
18-01434	12/13/2018	Claimant(s): Eugene Richardson Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ira A. Auerbach Hearing Site: Buffalo, NY
17-00487	11/29/2018	Claimant(s): Joyce Livengood, Norman Livengood IRA Claimant Lawyers(s): Mark A. Tepper Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Harry G. Mason Hearing Site: Raleigh, NC		$0
16-02832	10/30/2018	Claimant(s): Kathryn Schmierer Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Russell W. Merriman, Frank Brenner, Anne Marie Martin Hearing Site: Tampa, FL		$360,800
17-03061	10/24/2018	Claimant(s): Allen Rosenberg Claimant Lawyers(s): Owen Harnett Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA