09-03908 | 08/18/2010 | Claimant(s): Barbara Wammer, Nelson Irrevocable Trust, Nelson Marital Trust Claimant Lawyers(s): F. Chet Taylor Respondent(s): Kenneth Myers, 1st Discount Brokerage. Respondent Lawyers(s): Susan Yoffee Arbitrator(s): Gary H. Kahn, Juleanne A. Thiebaut, Mary Margaret Bush Hearing Site: San Francisco, CA
| | $202,300 |
08-04499 | 08/02/2010 | Claimant(s): Ame Wauters, Camilla Rogers, Suzanne Rogers Special Needs Trust Claimant Lawyers(s): Val D. Hornstein Respondent(s): Arthur Quintero, Patrick Nelson, Peilee Liu, Robert Angle, White Pacific Securities. Respondent Lawyers(s): Kevin L. Wheeler Arbitrator(s): Paul J. Dubow, Mary Margaret Bush, Fred D. Butler Hearing Site: San Francisco, CA
| | $1,092,510 |
09-05744 | 05/27/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Thomas Stoner Respondent Lawyers(s): Thomas Lee Stoner Arbitrator(s): Mary Margaret Bush Hearing Site: Anchorage, AK
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08-03904 | 04/20/2010 | Claimant(s): Kathleen Pomeroy, The Marital Deduction Trust, The Pomeroy Bypass Trust, The Pomeroy Family Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Jane Bradley, William A. Husa, Mary Margaret Bush Hearing Site: San Francisco, CA
| | $768,944 |
09-05646 | 03/18/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Daniel Ashby Respondent Lawyers(s): Daniel Peter Ashby Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
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03-02903 | 10/21/2008 | Claimant(s): Charles Raulerson Claimant Lawyers(s): Patrick Baldwin Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corp. Respondent Lawyers(s): Christopher Mader, Jeffrey S. Kob Arbitrator(s): Walter F. Dillaway, Mary Margaret Bush, Joseph M. O'Connor Hearing Site: San Francisco, CA
| | Expungement |