Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03414 | 09/04/2019 | Claimant(s): James Vanderloop Claimant Lawyers(s): Jennifer Tarr Respondent(s): Daniel Kloskowski, Todd Henrich Respondent Lawyers(s): Daniel Joseph Kloskowski, Todd Joseph Henrich Arbitrator(s): Jonathan B. Gilbert Hearing Site: Omaha, NE |  | $15,942 |
| 19-00988 | 08/12/2019 | Claimant(s): Ustocktrade Securities. Claimant Lawyers(s): Francesco Matteini Respondent(s): Jamal Woods Respondent Lawyers(s): Jamal Woods Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | | $0 |
| 18-03459 | 05/14/2019 | Claimant(s): Scott Kurkjian Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | ||
| 18-00197 | 02/28/2019 | Claimant(s): Linda Cook Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Jonathan B. Gilbert Hearing Site: Des Moines, IA | ||
| 18-00872 | 11/20/2018 | Claimant(s): Michael Engelstad Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Jonathan B. Gilbert Hearing Site: Indianapolis, IN | ||
| 18-00871 | 10/16/2018 | Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | ||
| 16-03516 | 10/12/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Puricelli Respondent Lawyers(s): Bryan P. Cavanaugh Arbitrator(s): Michael L. Lyons, Jonathan B. Gilbert, David E. Bailey Hearing Site: St. Louis, MO | ||
| 17-00841 | 10/08/2018 | Claimant(s): Austin Wambold, James Wambold, Susan Wambold Claimant Lawyers(s): Lars K Soreide Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash Hearing Site: Omaha, NE | | Expungement |
| 17-01895 | 09/19/2018 | Claimant(s): David Peterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Jonathan B. Gilbert Hearing Site: Denver, CO | ||
| 18-00799 | 09/08/2018 | Claimant(s): David Brown Claimant Lawyers(s): Eric Litow Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL |