Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02161 | 02/25/2015 | Claimant(s): Douglas Redding Claimant Lawyers(s): Leonard T. Offutt Respondent(s): Zachary Bader Respondent Lawyers(s): Craig A. Riha Arbitrator(s): Christine C. DeMoss Hearing Site: Omaha, NE |  | $43,115 |
| 13-01872 | 12/12/2014 | Claimant(s): Hereford Securities Management, S.A. Claimant Lawyers(s): David H. Kalisek Respondent(s): Juan Alejos, Charles Morgan Securities. Respondent Lawyers(s): Benjamin Suess, Paul E. Taboada Arbitrator(s): Murray S. Levin, Frank D. Connett, Richard L. Mitchell Hearing Site: Omaha, NE | | $0 |
| 13-00096 | 09/15/2014 | Claimant(s): Todd Tuls Claimant Lawyers(s): Timothy Feil Respondent(s): Respondent Lawyers(s): Arbitrator(s): Larry R. Trussell Hearing Site: Omaha, NE | | $590,725 |
| 14-00194 | 08/22/2014 | Claimant(s): James Nagengast, Kevin Miller Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Robert G. Scott, Thomas J. Pleiss, Verne R. Gray Hearing Site: Omaha, NE | ||
| 13-03781 | 07/30/2014 | Claimant(s): James Nagengast Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Mark S. Foster, Henry R. Cox, Hollie M. Mason Hearing Site: Omaha, NE | ||
| 13-01100 | 06/12/2014 | Claimant(s): James Miller Claimant Lawyers(s): David L. Buelt Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Andrew R. Dick Hearing Site: Omaha, NE | ||
| 13-00771 | 03/27/2014 | Claimant(s): Todd Tuls Claimant Lawyers(s): Timothy Feil Respondent(s): John Thomas Financial Respondent Lawyers(s): Company President Arbitrator(s): George A. Abbott, James Edward Nash, Linda Ann Mares Hearing Site: Omaha, NE | | Stipulated Award |
| 13-00361 | 10/14/2013 | Claimant(s): Jeremy Gove, Michael Digaetano Claimant Lawyers(s): Scott Holcomb Respondent(s): Judith Moomey, Larry Moomey Respondent Lawyers(s): Kalju Nekvasil Arbitrator(s): Frank D. Connett, James E. Michaels, Albert Bernard Kerkhove Hearing Site: Omaha, NE | Expungement | |
| 12-02969 | 05/22/2013 | Claimant(s): Alan Yanowitz, Bryan Stoltenberg, Eric Whitehead, Joshua Gregory, Steven Hyman, Timothy Lata Claimant Lawyers(s): Sarah E. Scott Respondent(s): Securities America. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Frank D. Connett Hearing Site: Omaha, NE | ||
| 12-03509 | 05/03/2013 | Claimant(s): James Nagengast, Kevin Miller Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Thomas J. Pleiss, Verne R. Gray, John R. Loss Hearing Site: Omaha, NE |