18-00013 | 01/10/2019 | Claimant(s): James Elam Claimant Lawyers(s): James Warren Elam Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson Hearing Site: Little Rock, AR
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17-02114 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Robert L. Herskovits Respondent(s): James Mackey Respondent Lawyers(s): James Lee Mackey Arbitrator(s): Maryanne M. Esser Hearing Site: Little Rock, AR
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17-00626 | 10/25/2017 | Claimant(s): Kevin Wilson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David F. Barrett Hearing Site: Little Rock, AR
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16-02447 | 04/06/2017 | Claimant(s): Bennie Greenwell, WH Greenwell Claimant Lawyers(s): Thomas E. McElyea Respondent(s): Stifel, Nicolaus & Co.., Mark Damron Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Robert J. Gregory Hearing Site: Little Rock, AR
| | $0 |
15-02110 | 11/23/2016 | Claimant(s): Erin Tessman, Harold Tessman Claimant Lawyers(s): Mark E. Maddox Respondent(s): Kris Maksimovich Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Lawrence R. Maxwell, Sheldon Weinhaus, Brian James Tagtmeier Hearing Site: Little Rock, AR
| | Expungement |
14-02531 | 09/12/2016 | Claimant(s): Gary LaRue, Mid-Con MFG. Claimant Lawyers(s): Gary LaRue Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Stephen G. Sneeringer, Elton W. Chartrand, Robert J. Gregory Hearing Site: Little Rock, AR
| | $0 |
15-00982 | 08/11/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew M. DeLucia Respondent(s): Billy Allen Respondent Lawyers(s): Billy Wayne Allen Arbitrator(s): Jeff Abrams Hearing Site: Little Rock, AR
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14-01111 | 07/01/2016 | Claimant(s): Joyce Sullivan Claimant Lawyers(s): Pamela R. Jones Respondent(s): John King Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Alan A. Sachs Hearing Site: Little Rock, AR
| | Expungement |
15-03066 | 03/08/2016 | Claimant(s): Crews & Associates. Claimant Lawyers(s): Lindsey K. Bell Respondent(s): Anthony Henderson Respondent Lawyers(s): Keith I. Billingsley Arbitrator(s): Patrice L. Stewart, Eric Spencer Buchanan, Elton W. Chartrand Hearing Site: Little Rock, AR
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14-03008 | 07/17/2015 | Claimant(s): Erin Tessman, Harold Tessman Claimant Lawyers(s): T. John Kirk Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): J. Maxwell Williams, Carolyn L. Witherspoon, Joan M. Esserman Hearing Site: Little Rock, AR
| | $0 |