| 17-02114 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): James Mackey
Respondent Lawyers(s): James Lee Mackey
Arbitrator(s): Maryanne M. Esser
Hearing Site: Little Rock, AR
| | |
| 17-00626 | 10/25/2017 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): David F. Barrett
Hearing Site: Little Rock, AR
| | |
| 16-02447 | 04/06/2017 | Claimant(s): Bennie Greenwell, WH Greenwell
Claimant Lawyers(s): Thomas E. McElyea
Respondent(s): Stifel, Nicolaus & Co.., Mark Damron
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Robert J. Gregory
Hearing Site: Little Rock, AR
|  | $0 |
| 15-02110 | 11/23/2016 | Claimant(s): Erin Tessman, Harold Tessman
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Kris Maksimovich
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Lawrence R. Maxwell, Sheldon Weinhaus, Brian James Tagtmeier
Hearing Site: Little Rock, AR
| | Expungement |
| 14-02531 | 09/12/2016 | Claimant(s): Gary LaRue, Mid-Con MFG.
Claimant Lawyers(s): Gary LaRue
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stephen G. Sneeringer, Elton W. Chartrand, Robert J. Gregory
Hearing Site: Little Rock, AR
| | $0 |
| 15-00982 | 08/11/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Andrew M. DeLucia
Respondent(s): Billy Allen
Respondent Lawyers(s): Billy Wayne Allen
Arbitrator(s): Jeff Abrams
Hearing Site: Little Rock, AR
| | |
| 14-01111 | 07/01/2016 | Claimant(s): Joyce Sullivan
Claimant Lawyers(s): Pamela R. Jones
Respondent(s): John King
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Alan A. Sachs
Hearing Site: Little Rock, AR
| | Expungement |
| 15-03066 | 03/08/2016 | Claimant(s): Crews & Associates.
Claimant Lawyers(s): Lindsey K. Bell
Respondent(s): Anthony Henderson
Respondent Lawyers(s): Keith I. Billingsley
Arbitrator(s): Patrice L. Stewart, Eric Spencer Buchanan, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | |
| 14-03008 | 07/17/2015 | Claimant(s): Erin Tessman, Harold Tessman
Claimant Lawyers(s): T. John Kirk
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): J. Maxwell Williams, Carolyn L. Witherspoon, Joan M. Esserman
Hearing Site: Little Rock, AR
| | $0 |
| 14-00377 | 11/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Hamill Cantu
Respondent(s): Sidney Banks
Respondent Lawyers(s): Sidney Eugene Banks
Arbitrator(s): C. Sumpter Logan
Hearing Site: Little Rock, AR
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