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FINRA Awards for James Lee Mackey

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0211401/10/2018Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): James Mackey
Respondent Lawyers(s): James Lee Mackey
Arbitrator(s): Maryanne M. Esser
Hearing Site: Little Rock, AR

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