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FINRA Awards for Edward Walton

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Displaying 31-40 out of 75 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0256303/18/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Lisa Seran
Respondent Lawyers(s): Scott Greenwood-Meinert
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
11-0092902/07/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Willard Phillips
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Arthur L. Sirkin, John Morris Hudson
Hearing Site: Jacksonville, FL
12-0256601/20/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Matthew Buck
Respondent Lawyers(s): Matthew John Buck
Arbitrator(s): Gary L. Grolle
Hearing Site: Milwaukee, WI
10-0519711/30/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Patrick Kohls
Respondent Lawyers(s): Kyle W. Wilcox
Arbitrator(s): Alan Stamm
Hearing Site: Albuquerque, NM
11-0393308/29/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Edward Berry
Respondent Lawyers(s): Edward Todd Berry
Arbitrator(s): Monette E. Draper
Hearing Site: Indianapolis, IN
11-0193707/20/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Bradley Barnett
Respondent Lawyers(s): M. Tyler Reynolds
Arbitrator(s): Richard B. Lewis
Hearing Site: Louisville, KY
11-0266107/13/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Ekman
Respondent Lawyers(s): Robert Zeglovitch
Arbitrator(s): Andrew R. Dick
Hearing Site: Minneapolis, MN
11-0353306/19/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Stephen Wittels
Respondent Lawyers(s): Stephen Wittels
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA
11-0353803/16/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Faisal Khan
Respondent Lawyers(s): Faisal David Khan
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX
11-0314702/07/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Joseph Martinez
Respondent Lawyers(s): Joseph Luis Martinez
Arbitrator(s): Claude O. Ramer
Hearing Site: Nashville, TN

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