| 16-00844 | 01/03/2017 | Claimant(s): Robert Shkreli
Claimant Lawyers(s): Hendrick Vandamme
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Joseph J. Arata, Kevin F. Cuddihy, Brooks White
Hearing Site: New York, NY
| | |
| 15-02478 | 11/18/2016 | Claimant(s): Craig Urban
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Anna Wermuth
Arbitrator(s): Ray J. Grzebielski, Sal Presti, David J. Dahl
Hearing Site: Chicago, IL
| | |
| 14-02729 | 10/28/2016 | Claimant(s): Kazia Bekins
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Randy R. Freedman, S. William Gersten, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | |
| 15-00815 | 10/19/2016 | Claimant(s): Metehan Erim
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Carol Doran-Timmins, Craig Pruett, Eric Tepper, J.P. Morgan Securities, Manuel Ruiz, Michael Ayerov, Robert Smalls
Respondent Lawyers(s): Matthew Wholey
Arbitrator(s): Charles L. Prothero, Linda J. Baer, Peter John Maurice Forbes
Hearing Site: Newark, NJ
| | |
| 15-01983 | 09/16/2016 | Claimant(s): Jonette Lindberg
Claimant Lawyers(s): Jonette Lindberg
Respondent(s): Jean Couturier, J.P. Morgan Securities
Respondent Lawyers(s): Patrick King
Arbitrator(s): Kimberly A. Gilmour, Alise Johnson, Robert Eugene Doyle
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-00665 | 09/13/2016 | Claimant(s): Marguerite Cuocolo, Robert Cuocolo
Claimant Lawyers(s): Robert Cuocolo
Respondent(s): J.P. Morgan Securities, Peter Ferriello
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): David J. Weisenfeld
Hearing Site: New York, NY
| | $600 |
| 15-01580 | 09/06/2016 | Claimant(s): Kasey Ring
Claimant Lawyers(s): Jaqualin Friend Peterson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): W. John Lee
Arbitrator(s): Dennis Dowd, Terry M Lloyd, Richard Marc Weinroth
Hearing Site: Salt Lake City, UT
| | |
| 14-03372 | 08/30/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John F. Marsh
Respondent(s): Carolyn Kitzel, J.P. Morgan Securities
Respondent Lawyers(s): Christopher S. Griesmeyer, Jack J. Carriglio
Arbitrator(s): Kevin J. Conway, Michael Steinberg, Deberah Singer Bernstein
Hearing Site: Chicago, IL
| | |
| 14-02180 | 08/18/2016 | Claimant(s): Melford Fuller
Claimant Lawyers(s): Melford B. Fuller
Respondent(s): Erguis Mertiri, J.P. Morgan Securities
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Brian J. Burstin, Nancy Plesser Wendell, Syma Sambar Lande
Hearing Site: New York, NY
| | $0 |
| 15-01282 | 06/21/2016 | Claimant(s): Jianhua Lin
Claimant Lawyers(s): Jianhua Lin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ivy Okoniewski
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
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