| 20-03023 | 06/01/2021 | Claimant(s): Peter Goffin
Claimant Lawyers(s): Joshua Bautz
Respondent(s): Wells Fargo Advisors Financial Network, NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart, Patricia Cowart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 20-02008 | 05/24/2021 | Claimant(s): Michael Zoitas
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | |
| 20-03054 | 05/11/2021 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
| | |
| 20-01456 | 05/10/2021 | Claimant(s): Leonard Bejger
Claimant Lawyers(s): Leonard James Bejger
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
|  | $300 |
| 20-02989 | 05/04/2021 | Claimant(s): Kerri Jamison
Claimant Lawyers(s): Zachary Hayes-Macauluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
| | |
| 20-03143 | 04/23/2021 | Claimant(s): Jason Lavigne
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | |
| 20-02022 | 04/05/2021 | Claimant(s): Darin Ely
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BI Investments, Infinex Investments.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Norfolk, VA
| | |
| 20-00402 | 03/02/2021 | Claimant(s): John Miller
Claimant Lawyers(s): John Stephen Miller
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
| | $213 |
| 19-03385 | 02/23/2021 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
| | |
| 20-02045 | 02/09/2021 | Claimant(s): Charles Rizzo, Linda Rizzo, Linda P. Currier Living Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | Expungement |
