| 19-01025 | 03/12/2020 | Claimant(s): Anthony Lubrano
Claimant Lawyers(s): Joel S. Forman
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 19-02124 | 02/07/2020 | Claimant(s): Marc Goldberg
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | |
| 19-02882 | 01/28/2020 | Claimant(s): Bin Dong
Claimant Lawyers(s): Bin Dong
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
|  | $163 |
| 19-01835 | 01/14/2020 | Claimant(s): Richard Wesselt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Craig L. Hymowitz
Arbitrator(s): Julie K. Chapin
Hearing Site: Philadelphia, PA
| | |
| 18-03863 | 12/06/2019 | Claimant(s): David Maturi
Claimant Lawyers(s): Jorge M. Altamirano
Respondent(s): L.O. Thomas & Co. Inc.
Respondent Lawyers(s): Marc S. Gottlieb
Arbitrator(s): Diane Ciccone, Carol H. Gold, Mark H. Stein
Hearing Site: Philadelphia, PA
| | $0 |
| 18-03187 | 11/21/2019 | Claimant(s): Ann Ginsberg, Gene Ginsberg, Gene H. Ginsberg & Ann R. Ginsberg Trust
Claimant Lawyers(s): David A Conti
Respondent(s): Stifel, Nicolaus & Co.., Lawrence Delhagen, Michael O'Keefe
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Gerard Thompson
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02942 | 11/06/2019 | Claimant(s): Jerome Weiner, Sandra Weiner
Claimant Lawyers(s): Jerome Weiner
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jim Geiger, Alan J. Blocher, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
| 19-00178 | 11/05/2019 | Claimant(s): Margaret Mary Felix
Claimant Lawyers(s): Ian A Taylor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Diane Ciccone, Gregory J. Spadea, Carrie L. Chelko
Hearing Site: Philadelphia, PA
| | $0 |
| 18-01977 | 11/01/2019 | Claimant(s): Richard Wesselt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Craig Hymowitz
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 18-02601 | 11/01/2019 | Claimant(s): Barbara Romashko, Harry Zacharias, Thomas Romashko
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Madden, Edward Katarsky, Ameriprise Financial Services.
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Donald S. Bauman
Hearing Site: Philadelphia, PA
| | $0 |
