| 21-00929 | 01/31/2022 | Claimant(s): Thelma Ellenberger
Claimant Lawyers(s): Thelma P. Ellenberger
Respondent(s): Edward Jones, Kelly Shultz
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
|  | $0 |
| 20-03950 | 01/18/2022 | Claimant(s): Janette Bossier, Blane Bossier on Behalf of His IRA, Janette Bossier as Administrator of the, Leonard Bossier IRA, Leonard Bossier SEP
Claimant Lawyers(s): Frank C. Breese
Respondent(s): Edward Jones, Kenneth Knopp
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Roger C. Benson, Kenneth R. Starr, Harvey R. Linder
Hearing Site: Jackson, MS
| | Expungement |
| 20-03223 | 12/17/2021 | Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff, Jon Hackbarth
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | |
| 21-01625 | 12/13/2021 | Claimant(s): Ian James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
| | |
| 20-03639 | 12/09/2021 | Claimant(s): Charles McCallum, Constance McCallum
Claimant Lawyers(s): Paul A. Albarran
Respondent(s): Bryan Tutton, Edward Jones
Respondent Lawyers(s): Roger P. Meyers
Arbitrator(s): Philip J. Glick, Hugh John Totten, Dennis C. Waldon
Hearing Site: Chicago, IL
| | Expungement |
| 21-01612 | 12/09/2021 | Claimant(s): Lorenza Ceballos-Elder
Claimant Lawyers(s): Lorenza L. Ceballos-Elder
Respondent(s): Cassandra Moreno, Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
| | $325 |
| 18-02516 | 11/15/2021 | Claimant(s): Estate of David McOllough
Claimant Lawyers(s): Thomas J. Radio
Respondent(s): Edward Jones
Respondent Lawyers(s): Matthew E. Johnson
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | Expungement |
| 19-02376 | 11/15/2021 | Claimant(s): Jim Fletcher
Claimant Lawyers(s): Joshua C. Spencer
Respondent(s): Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Nicole T. LeBoeuf, Staci Lynette Glenn, Penny R Robe
Hearing Site: Dallas, TX
| | $0 |
| 19-03212 | 11/12/2021 | Claimant(s): Austin Morton
Claimant Lawyers(s): Joe E. White
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Vicki J. Limas, James W. Kerr, Paula Patrick Kerrigan
Hearing Site: Oklahoma City, OK
| | |
| 19-03340 | 11/04/2021 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Ameriprise Financial Services, Michael Peterson
Respondent Lawyers(s): Danya W. Blair, James E. Heavey
Arbitrator(s): James A. Sigler, Paul E. Dahlman, Richard Mathew Greenspan
Hearing Site: Las Vegas, NV
| | |
