Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01253 | 01/27/2023 | Claimant(s): Amie Fielder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Arvest Wealth Management Respondent Lawyers(s): Jennifer B. Puckett Arbitrator(s): Gregory G. Gocek Hearing Site: Kansas City, MO | ||
| 22-01867 | 11/29/2022 | Claimant(s): Jason Dworak Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 21-02393 | 11/07/2022 | Claimant(s): Jerry Mathew Claimant Lawyers(s): Matthew B. Henneman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Patricia M. Bottoms, Ronald G. Guida, Gregory G. Gocek Hearing Site: Denver, CO | ||
| 22-01321 | 10/21/2022 | Claimant(s): Rodney Becker Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Gregory G. Gocek Hearing Site: Denver, CO | ||
| 20-03869 | 08/08/2022 | Claimant(s): Bonnie K. Johnston, Robert E. Johnston Claimant Lawyers(s): Richard B. Fosher Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Lynn Hirschfeld Brahin, Gregory G. Gocek, Joan M. Esserman Hearing Site: St. Louis, MO |  | Expungement |
| 21-03077 | 07/12/2022 | Claimant(s): James McAtee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Gregory G. Gocek Hearing Site: Indianapolis, IN | ||
| 21-01911 | 03/10/2022 | Claimant(s): Joseph Weinbauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Gregory G. Gocek Hearing Site: St. Louis, MO | ||
| 21-01158 | 02/28/2022 | Claimant(s): Xuehong Sun Claimant Lawyers(s): Xuehong Sun Respondent(s): Interactive Brokers Respondent Lawyers(s): Jason O. Billy Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | | $0 |
| 20-02707 | 09/27/2021 | Claimant(s): Erik Feldhaus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 20-04209 | 05/10/2021 | Claimant(s): Richard Lozano Claimant Lawyers(s): Richard R. Lozano Respondent(s): Edward Balmes, Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Gregory G. Gocek Hearing Site: St. Louis, MO | | $2,050 |