FINRA Awards for Wilmington, DE

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 51-60 out of 84 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02808	09/26/2018	Claimant(s): Joseph Myers Claimant Lawyers(s): Hilton Wiener Respondent(s): Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma Arbitrator(s): Joseph J. Dougherty Hearing Site: Wilmington, DE		$50,150
18-00107	09/10/2018	Claimant(s): James Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Steven T. Stern Hearing Site: Wilmington, DE
17-02953	06/06/2018	Claimant(s): Michael Butterworth Claimant Lawyers(s): Edwin L. Stock Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen Hearing Site: Wilmington, DE
17-02763	03/27/2018	Claimant(s): John Macielag Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
17-01120	12/22/2017	Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Carrie L. Lathrop Respondent(s): Thomas Ambrose Respondent Lawyers(s): Thomas Kevin Ambrose Arbitrator(s): Morton S. Bunis Hearing Site: Wilmington, DE
17-00397	11/27/2017	Claimant(s): Kent Habecker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
17-00934	11/17/2017	Claimant(s): Joseph Mahoney Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian Betz Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
17-01405	10/26/2017	Claimant(s): Gregg Somerville Claimant Lawyers(s): Dana Gloor Respondent(s): Coastal Equities. Respondent Lawyers(s): Franklin Skinner Arbitrator(s): Morton S. Bunis Hearing Site: Wilmington, DE
17-00172	09/05/2017	Claimant(s): Thomas Lindia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
17-00560	08/17/2017	Claimant(s): Chad Devore Claimant Lawyers(s): Chad A. Devore Respondent(s): Beaconsfield Financial Services. Respondent Lawyers(s): Richard King Rainier II Arbitrator(s): Steven T. Stern Hearing Site: Wilmington, DE