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FINRA Awards for Morgan Keegan & Company.

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Displaying 101-110 out of 341 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0174602/17/2012Claimant(s): William Featheringill
Claimant Lawyers(s): Rebecca A. Beers
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): A. Kelly Brennan Bolvig
Arbitrator(s): Allan Weiss, James Francis Donovan, Robert E. Graves
Hearing Site: Birmingham, AL
Checkmark Icon$1,950,300
11-0017802/03/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Jose Delgado, Morgan Keegan & Company.
Respondent Lawyers(s): Michael P. Peterson, William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
Expungement
08-0112002/02/2012Claimant(s): Glenna Flautt
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Golwen
Arbitrator(s): Guy K. Stewart, Edward B. Scott, Thomas Richard Delaney
Hearing Site: Memphis, TN
Checkmark Icon$0
10-0389501/31/2012Claimant(s): Bonne Sparks-Mitchell, Darcie Simmons, Ellen Rogers, Joyce Butterworth-Engler, Mark Lewis, Shirley A. Kelce, Wiley L. Estes, Kimberly A. Glasgow&Shirley Kelce JTWROS, T.J. Kassouf and Mary Jo Kassouf, Charles E. Butterworth, Jr. Family Trust
Claimant Lawyers(s): Howard Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Mary L. Merkle, Peter H. Daly, Milton N. Gross
Hearing Site: Birmingham, AL
Checkmark Icon$611,312
10-0205101/26/2012Claimant(s): Margaret Virginia Holliday, IRA, Albert Edward Holliday Living Trust U/A,, Margaret Virginia Holliday Living Trust
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): Jay Lawrence Witkin, Phillip M. Renfro, Sam Adatto Kayem
Hearing Site: New Orleans, LA
Checkmark Icon$0
11-0211901/20/2012Claimant(s): Montye Puckett
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Robert Rosen
Hearing Site: Birmingham, AL
Checkmark Icon$32,925
11-0082801/19/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
Expungement
10-0338101/19/2012Claimant(s): Todd Klumok, Ted Raker and Doris B. Raker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Thomas H. O'Connor, Mary Margaret Bush, Arocles Aguilar
Hearing Site: Atlanta, GA
Checkmark Icon$66,174
10-0169801/10/2012Claimant(s): Margaret Driscoll
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Virginia H. Wertz
Hearing Site: Birmingham, AL
Checkmark Icon$36,433
10-0252601/09/2012Claimant(s): Fornell Enterprises. 401(K) PSP
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawerence Polk
Arbitrator(s): Kathryn J. Toronto, Marc Kalish, Jane L. Lawless
Hearing Site: Orlando, FL
Checkmark Icon$214,618

341 Results

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