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FINRA Awards for Rebecca A. Beers

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0230306/19/2013Claimant(s): Ahmad Shah Jalil, Shah S. Jalil C/F Maurie S. Jalil UTTMA, Shah S. Jalil C/F Sarah E. Jalil UTTMA
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): BBVA Compass Investment Solutions, Sterne, Agee & Leach.
Respondent Lawyers(s): M. Lee Johnsey, Rebecca A. Beers
Arbitrator(s): Earle J. Schwarz, Debra Black Leo, Stephen Edward Cundiff
Hearing Site: Birmingham, AL
Checkmark IconExpungement
10-0174602/17/2012Claimant(s): William Featheringill
Claimant Lawyers(s): Rebecca A. Beers
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): A. Kelly Brennan Bolvig
Arbitrator(s): Allan Weiss, James Francis Donovan, Robert E. Graves
Hearing Site: Birmingham, AL
Checkmark Icon$1,950,300

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