| 11-02231 | 03/15/2012 | Claimant(s): Gloria Tripp, Robert T Tripp, Stephanie Tripp
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): John C. Yeoman
Hearing Site: Atlanta, GA
|  | $9,207 |
| 11-03902 | 03/07/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): Keith Freeman
Respondent Lawyers(s): Keith H. Freeman
Arbitrator(s): Alan A. Sachs
Hearing Site: Little Rock, AR
| | |
| 11-02230 | 03/02/2012 | Claimant(s): Mary Walker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Deborah A. Jackson
Hearing Site: Atlanta, GA
| | $17,298 |
| 08-03566 | 03/01/2012 | Claimant(s): Gene Holcomb
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William G. Whitman
Arbitrator(s): Martin Mandel, Joseph I. Liebman, Jerry L. Riggins
Hearing Site: Memphis, TN
| | $0 |
| 11-02120 | 03/01/2012 | Claimant(s): J. Charles and Loena P. Boling
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Erik R. Siering
Hearing Site: Birmingham, AL
| | $213 |
| 11-01477 | 02/24/2012 | Claimant(s): Morgan Keegan & Company., Susan Schmelzer
Claimant Lawyers(s): Marc S Dobin
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Hallie B. Levin
Arbitrator(s): Robert A. Cohen
Hearing Site: New York, NY
| | |
| 10-02682 | 02/23/2012 | Claimant(s): James E Warwick and Barbara Rhea Warwick
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Frances E. Hubbell, Joseph Winter, Charles F. Boufford
Hearing Site: Jackson, MS
| | $0 |
| 11-00179 | 02/22/2012 | Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
| | Expungement |
| 11-03241 | 02/22/2012 | Claimant(s): Heather Letts, Lindsey Abbott, Theresa Thompson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Pamela H. Roderick
Hearing Site: Birmingham, AL
| | $34,160 |
| 09-03437 | 02/17/2012 | Claimant(s): Mary Rote, William Rote, E.W. Jamison Living Trust dtd 3/28/92
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George Sullivan
Arbitrator(s): Joel P. Mellis, Randolph Guggenheimer, Ronald F. Rosner
Hearing Site: Memphis, TN
| | $400,000 |
