| 15-01229 | 09/19/2016 | Claimant(s): Dudley Brown
Claimant Lawyers(s): J. Patrick Fitzsimmons
Respondent(s): Blaylock Beal Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Peter Ordower, Michael Nathanson, Michael L. Weissman
Hearing Site: Chicago, IL
| | |
| 15-01802 | 02/01/2016 | Claimant(s): Douglas Purdy
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Securities America.
Respondent Lawyers(s): Natalie Blanke
Arbitrator(s): Peter Ordower, Michael Charles Peek, John Andrew Wagner
Hearing Site: Indianapolis, IN
| | |
| 14-00814 | 10/06/2015 | Claimant(s): Keith McGregory
Claimant Lawyers(s): Keith McGregory
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Bernard B. Beal
Arbitrator(s): Peter Ordower, Suanne F. Goldman, Howard T. Goffen
Hearing Site: Chicago, IL
| | |
| 13-02543 | 10/06/2014 | Claimant(s): David Gordon
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): James Cox
Respondent Lawyers(s): Gabriella Moretti
Arbitrator(s): Peter Ordower, Sanford J. Prizant, Mark L Miller
Hearing Site: Chicago, IL
| | |
| 12-02021 | 01/30/2014 | Claimant(s): Charles Gruberman, Joyce Gruberman
Claimant Lawyers(s): Paul H. Scheuerlein
Respondent(s): Michael Murphy, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): Matthew M. Showel
Arbitrator(s): Ralph M. Goren, Peter Ordower, Donald M. Thompson
Hearing Site: Chicago, IL
|  | $135,000 |
| 11-02248 | 12/12/2012 | Claimant(s): I-Wen Liu, Thomas Campbell
Claimant Lawyers(s): J. Samuel Tenenbaum
Respondent(s): Genevieve Mar
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Peter Ordower, Champ W. Davis, Elliot Leitner
Hearing Site: Chicago, IL
| | $125,000 |
| 11-01910 | 12/05/2012 | Claimant(s): Dana Levenson
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Peter Ordower, Ann Breen-Greco, Brian E. Slotky
Hearing Site: Chicago, IL
| | |
| 10-00649 | 06/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Robinson
Respondent Lawyers(s): Keith L. Griffin
Arbitrator(s): Peter Ordower, Mark E. Larson, Gerald Joseph Aleksy
Hearing Site: Chicago, IL
| | |
| 11-02018 | 05/10/2012 | Claimant(s): Charles Echemuna
Claimant Lawyers(s): Charles Echeumuna
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Robert M. Little
Arbitrator(s): Peter Ordower, Jeffrey W. Finke, Robert J. Larson
Hearing Site: Chicago, IL
| | |
| 10-05128 | 03/12/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jerome Callaghan, Morgan Stanley
Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch
Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven
Hearing Site: Chicago, IL
| | |
