| 16-03560 | 05/17/2017 | Claimant(s): Wayne Meland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly Gustafson
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 14-01936 | 03/06/2017 | Claimant(s): Luis Gil-Quintero, Miriam Falero-Gil
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Edward R. Niederriter, James F. Major, Debra Black Leo
Hearing Site: San Juan, PR
|  | $0 |
| 14-03228 | 12/22/2016 | Claimant(s): William Dudziak, Nicole Dudziak, Paige Dudziak, Zach Dudziak, Emily Elizabeth McClintock Trust, William Edwin Dudziak Trust
Claimant Lawyers(s): Jeffrey Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tim Atkins
Arbitrator(s): Edward R. Niederriter, Donald Theodore Ryce, Philip L. Manczak
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-00304 | 08/19/2016 | Claimant(s): Jacob Zabara, Zabara Family 2012 Irrevocable Trust UAD
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Diane M. Perry, Roy B. Gonas, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $218,600 |
| 15-00369 | 06/27/2016 | Claimant(s): Christopher Mcdermott
Claimant Lawyers(s): Curtis Carlson
Respondent(s): MBSC Securities Corporation, BNY Mellon, N.A.
Respondent Lawyers(s): Alec Hillbo, Daniel Canales
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Michael McCallion
Hearing Site: Boca Raton, FL
| | |
| 14-00529 | 04/13/2016 | Claimant(s): David Menashe
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Ann Aylesworth
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | $100,000 |
| 14-00442 | 03/21/2016 | Claimant(s): Lymarie Diaz, Nelson Irizarry
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Edward R. Niederriter, Andrea Bailey, Allan R. Lazor
Hearing Site: San Juan, PR
| | $1,200,300 |
| 15-00171 | 02/23/2016 | Claimant(s): Rose Arem
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $23,174 |
| 13-03422 | 08/11/2015 | Claimant(s): Elayne Wasserman & Richard A. Wasserman
Claimant Lawyers(s): Rachelle Parks
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00304 | 08/11/2015 | Claimant(s): Milagros Maldonado, Orlando Gonzalez
Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez, Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Edward R. Niederriter, Kenneth R. Starr, David Walton Earle
Hearing Site: San Juan, PR
| | $2,545,600 |
