| 18-02676 | 06/13/2019 | Claimant(s): Nathaniel Barnhart
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Larry Edmonson
Hearing Site: Phoenix, AZ
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| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
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| 18-02907 | 05/30/2019 | Claimant(s): Derrick Robinson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Washington, DC
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| 18-03457 | 05/23/2019 | Claimant(s): Gerard Sharpe
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp., J.W. Barclay & Co..
Respondent Lawyers(s): Gregg J. Breitbart, John Bruno
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
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| 18-02936 | 05/22/2019 | Claimant(s): Nick Son
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): GunnAllen Financial, Aegis Capital Corp., State Capital Markets Corporation
Respondent Lawyers(s): Deborah Anne Williams, Gregg J. Bretibart, John Doukas
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 18-02693 | 05/21/2019 | Claimant(s): Jason Hoffman
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Cape Securities.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
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| 18-02903 | 05/17/2019 | Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Vfinance Investments.
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
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| 18-03264 | 05/14/2019 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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| 18-03459 | 05/14/2019 | Claimant(s): Scott Kurkjian
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
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| 18-02902 | 05/13/2019 | Claimant(s): Scott Shames
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, EKN Financial Services Inc.
Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
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