Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
20-00939 | 02/18/2021 | Claimant(s): James Azeltine Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann McCague Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | ||
20-00945 | 01/15/2021 | Claimant(s): Wade Papapanagiotu Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
20-00947 | 12/08/2020 | Claimant(s): Daniel Fred Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
20-00942 | 11/17/2020 | Claimant(s): Gregory Schaff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co.. Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | ||
20-01068 | 11/11/2020 | Claimant(s): Joseph Varvara Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Donna Christina Chin Hearing Site: New York, NY | ||
20-00054 | 10/20/2020 | Claimant(s): Gregory Schaff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): George K. Baum & Company Respondent Lawyers(s): Jonathan E. Baum Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO | ||
20-00031 | 10/02/2020 | Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): Nuviah Shirazi, Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
20-00571 | 10/01/2020 | Claimant(s): Scott Biestek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
20-00052 | 09/28/2020 | Claimant(s): Bradley Armstrong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
20-00011 | 08/07/2020 | Claimant(s): James Lombardo Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Joseph Gunnar & Co. Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY |