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FINRA Awards for Tosh D. Grebenik

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Displaying 21-30 out of 110 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0318704/29/2021Claimant(s): Christopher Walker
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): C. Sumpter Logan
Hearing Site: Kansas City, MO
20-0093902/18/2021Claimant(s): James Azeltine
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann McCague
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
20-0094501/15/2021Claimant(s): Wade Papapanagiotu
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
20-0094712/08/2020Claimant(s): Daniel Fred
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
20-0094211/17/2020Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
20-0106811/11/2020Claimant(s): Joseph Varvara
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Donna Christina Chin
Hearing Site: New York, NY
20-0005410/20/2020Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): George K. Baum & Company
Respondent Lawyers(s): Jonathan E. Baum
Arbitrator(s): C. Sumpter Logan
Hearing Site: Kansas City, MO
20-0003110/02/2020Claimant(s): Christopher Walker
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): Nuviah Shirazi, Omar Perez
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
20-0057110/01/2020Claimant(s): Scott Biestek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
20-0005209/28/2020Claimant(s): Bradley Armstrong
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL

110 Results

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