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FINRA Awards for Wells Fargo Clearing Services

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Displaying 471-480 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0179002/22/2018Claimant(s): Noah Levine
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Merton E. Marks
Hearing Site: Salt Lake City, UT
17-0277902/21/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Yu-Chin Chen
Respondent Lawyers(s): Yu-Chin Grace Chen
Arbitrator(s): Lawrence R. Mills
Hearing Site: San Francisco, CA
17-0232801/29/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell Albert
Respondent(s): Christopher Watton
Respondent Lawyers(s): Christopher Lee Watton
Arbitrator(s): William M. Getzoff
Hearing Site: Denver, CO
17-0192901/17/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Megan Christensen
Respondent(s): Richard Tighe
Respondent Lawyers(s): Richard Lyden Tighe
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
17-0162101/16/2018Claimant(s): Joy Rosen, Joy Rosen IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff Esq.
Arbitrator(s): Barry A. Fisher
Hearing Site: Las Vegas, NV
Checkmark Icon$70,600
17-0179901/10/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan I Sugarman
Respondent(s): Matthew Paparazzo
Respondent Lawyers(s): Matthew Jacob Paparazzo
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
17-0241312/21/2017Claimant(s): Rita Mahn
Claimant Lawyers(s): Donald J. Mehan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO
17-0153912/11/2017Claimant(s): Pamela Nottingham
Claimant Lawyers(s): Barry Y. Weiner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Byrnum
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
17-0137811/14/2017Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert Christie
Respondent(s): Matthew Bailey
Respondent Lawyers(s): Matthew Wayne Bailey
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
17-0052910/27/2017Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services, David Bry
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark IconExpungement

483 Results

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