| 20-00100 | 12/30/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Megan Christensen
Respondent(s): Christopher Bryan
Respondent Lawyers(s): Christopher J. Bryan
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 20-00749 | 12/29/2020 | Claimant(s): Deeann Griebel
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen G. Topetzes
Arbitrator(s): Elliott Finkel, Kenneth R. Johnston, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | |
| 20-00014 | 12/22/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Jason Zabawa
Respondent Lawyers(s): Jason M. Zabawa
Arbitrator(s): Gary E. Marcus
Hearing Site: Tampa, FL
| | |
| 19-02879 | 12/18/2020 | Claimant(s): Tracy Ellis
Claimant Lawyers(s): Samuel Wilson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Heather Z. Steele
Arbitrator(s): Mary L. Sims, Mark H. Stein, Rachael Luken Carp
Hearing Site: Philadelphia, PA
| | |
| 19-03309 | 12/17/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): James Steigerwald
Respondent Lawyers(s): Richard L. Richards
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 20-01453 | 12/15/2020 | Claimant(s): Christopher Facka
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung
Claimant Lawyers(s): Frances Menzer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 20-01054 | 11/19/2020 | Claimant(s): Amy Webster
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
| | |
| 20-00942 | 11/17/2020 | Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
| | |
| 19-01791 | 11/17/2020 | Claimant(s): Mohamad Alhalabi
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr
Arbitrator(s): Philip J. Glick
Hearing Site: St. Louis, MO
|  | Dismissed |
