Potomac Analytics' Logo

FINRA Awards for Wells Fargo Clearing Services

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 101-110 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0274805/25/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin J Woods
Respondent(s): Eric Demarcus
Respondent Lawyers(s): Neda Ataie
Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman
Hearing Site: San Francisco, CA
22-0193805/23/2023Claimant(s): Henry Krich
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Steven N. Ainbinder, Will Murphy, Carl Joseph Domino
Hearing Site: Boca Raton, FL
21-0024005/08/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Kimberly Barry
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
22-0002005/05/2023Claimant(s): Bryan Sullivan
Claimant Lawyers(s): Ruth I. Major
Respondent(s): Wells Fargo Clearing Services, Robert Wellford
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
22-0205005/03/2023Claimant(s): Shawn Burke
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Michael L. Fortney, Stephen M. Bales, David Arnold
Hearing Site: Cleveland, OH
22-0123204/20/2023Claimant(s): Diogo Cavalcanti
Claimant Lawyers(s): Zachary Morse
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
22-0046704/10/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): William Montgomery
Respondent(s): Bruce Davis
Respondent Lawyers(s): Bruce Lavar Davis
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
22-0079404/06/2023Claimant(s): Norman Williams
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Frederick Hughes, Wells Fargo Clearing Services
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Gordon M. Wase, Arthur B. O'Connell, John D. Mattingly
Hearing Site: Norfolk, VA
Checkmark Icon$475,625
21-0024303/24/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Jaylon Ellison
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
18-0317503/23/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): Robert Dressler, Yuen Lin Chan
Respondent Lawyers(s): G. Thomas Fleming, Neil L. Henrichsen
Arbitrator(s): Daniel M. Yamshon, Clifford A. Threlkeld, Elizabeth Dye Battaglia
Hearing Site: San Francisco, CA

483 Results

Display: