21-02748 | 05/25/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin J Woods Respondent(s): Eric Demarcus Respondent Lawyers(s): Neda Ataie Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman Hearing Site: San Francisco, CA
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22-01938 | 05/23/2023 | Claimant(s): Henry Krich Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Jr. Arbitrator(s): Steven N. Ainbinder, Will Murphy, Carl Joseph Domino Hearing Site: Boca Raton, FL
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21-00240 | 05/08/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Kimberly Barry Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA
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22-00020 | 05/05/2023 | Claimant(s): Bryan Sullivan Claimant Lawyers(s): Ruth I. Major Respondent(s): Wells Fargo Clearing Services, Robert Wellford Respondent Lawyers(s): Sara Soto Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
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22-02050 | 05/03/2023 | Claimant(s): Shawn Burke Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Michael L. Fortney, Stephen M. Bales, David Arnold Hearing Site: Cleveland, OH
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22-01232 | 04/20/2023 | Claimant(s): Diogo Cavalcanti Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL
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22-00467 | 04/10/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): William Montgomery Respondent(s): Bruce Davis Respondent Lawyers(s): Bruce Lavar Davis Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
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22-00794 | 04/06/2023 | Claimant(s): Norman Williams Claimant Lawyers(s): Mark J. Krudys Respondent(s): Frederick Hughes, Wells Fargo Clearing Services Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): Gordon M. Wase, Arthur B. O'Connell, John D. Mattingly Hearing Site: Norfolk, VA
| | $475,625 |
21-00243 | 03/24/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Jaylon Ellison Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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18-03175 | 03/23/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): G. Thomas Fleming Respondent(s): Robert Dressler, Yuen Lin Chan Respondent Lawyers(s): G. Thomas Fleming, Neil L. Henrichsen Arbitrator(s): Daniel M. Yamshon, Clifford A. Threlkeld, Elizabeth Dye Battaglia Hearing Site: San Francisco, CA
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