Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00133 | 09/27/2023 | Claimant(s): Aaron Siegel, Aaron Siegel Rev. Trust DTD 02/19/2004 Claimant Lawyers(s): Aaron Siegel Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Robert J. Scafuri, Mark Leslie Small, Matt Bosco Hearing Site: Detroit, MI |  | Dismissed by Rule 12212© |
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 23-00267 | 09/05/2023 | Claimant(s): Marcia Litrenta Claimant Lawyers(s): William B. Young Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL | | Expungement |
| 22-02855 | 08/22/2023 | Claimant(s): Kenneth Smith IRA Claimant Lawyers(s): Chase Carlson Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Kenneth R. Starr, Michael Anthony Barrella, Kevin M Schmitt Hearing Site: Tampa, FL | | Expungement |
| 22-01670 | 08/02/2023 | Claimant(s): Peter Corrick Claimant Lawyers(s): Matthew Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Fern M. Laethem Hearing Site: Las Vegas, NV | | Expungement |
| 21-00090 | 06/29/2023 | Claimant(s): Ralph Gatto Roth IRA, Ralph and Vicki Gatto Living Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kristine R. Thomson Arbitrator(s): Minnie Loo, Daniel M. Yamshon, Lawrence R. Mills Hearing Site: San Francisco, CA | | Expungement |
| 22-01599 | 06/09/2023 | Claimant(s): Jamie Grupe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 21-00419 | 06/05/2023 | Claimant(s): Robert Simonian Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Irit Walters Arbitrator(s): Catherine Stewart Hearing Site: Providence, RI | | Expungement |
| 22-01166 | 06/05/2023 | Claimant(s): Timothy Hladik Claimant Lawyers(s): Adam J. Weinstein Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Edward W. Morris, Peter M Cosel, Jud Perkins Hearing Site: Providence, RI | | Dissmissed by Rule 12206/12504 |