Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02604 | 01/29/2021 | Claimant(s): Jeffrey Mogensen, Rhonda Mogensen Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Paul H. Lamboley Hearing Site: Salt Lake City, UT |  | Expungement |
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-02141 | 01/26/2021 | Claimant(s): Mary McDonald Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 20-02280 | 01/22/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Christopher Wright Respondent Lawyers(s): Christopher Thomas Wright Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 20-00872 | 01/07/2021 | Claimant(s): John Beloin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ||
| 20-02080 | 01/06/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Scott Kaufman Respondent Lawyers(s): Michael R. McFarlin Arbitrator(s): John J. Jordan, Robert C. Scanlan, Mark H. Stein Hearing Site: Philadelphia, PA | ||
| 20-01348 | 12/17/2020 | Claimant(s): Andrew Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 20-02419 | 12/16/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): William H. Edmonson Respondent(s): Margarita Medina Respondent Lawyers(s): Margarita Medina Arbitrator(s): Charles Chia-Lin Hsieh Hearing Site: San Diego, CA | ||
| 20-01243 | 12/10/2020 | Claimant(s): Scott Kleiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsy L. Vasko Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 20-01510 | 12/04/2020 | Claimant(s): Betty Flynn, Ronald Flynn Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | | Dismissed by Rule 12206 |