Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02772 | 10/01/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Robert J. Ambrogi Hearing Site: Syracuse, NY | ||
| 21-00170 | 09/17/2021 | Claimant(s): Lisa Kulhavi Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-03651 | 09/16/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 21-01544 | 09/14/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Cesar Olivares Respondent Lawyers(s): Cesar Emilio Olivares Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | ||
| 20-03380 | 09/14/2021 | Claimant(s): Randal Kertzman Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Paul Lansing Hearing Site: Indianapolis, IN |  | Expungement |
| 20-03028 | 09/08/2021 | Claimant(s): Joshua Stroud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Sara B. Davis, Shelley Davenport Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR | ||
| 20-01439 | 08/26/2021 | Claimant(s): Linda Jaremback, Michael Jaremback Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Nanci Sondra Landy, Erika Deutsch Rotbart, Robert Stanley Zack Hearing Site: Boca Raton, FL | | Expungement |
| 20-04058 | 08/23/2021 | Claimant(s): Thomas Chaney Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gene R Thornton, John J. Fitzpatrick, Mary Margaret Bush Hearing Site: Albuquerque, NM | ||
| 20-03361 | 08/13/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John Francis Markuns Hearing Site: Syracuse, NY | ||
| 20-02996 | 07/06/2021 | Claimant(s): Daniel Steichen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN |