Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00303 | 04/11/2022 | Claimant(s): Greg Zinser, on behalf of his IRA Claimant Lawyers(s): Samuel Benton Edwards Respondent(s): LPL Financial LLC, Rodd Miller Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA |  | Expungement |
| 21-02478 | 04/08/2022 | Claimant(s): Ranjit Bahadur Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 21-02657 | 04/01/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Neil S. Baritz Respondent(s): Keith Esp Respondent Lawyers(s): Keith Adam Esp Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 21-00963 | 03/28/2022 | Claimant(s): Edwin McClure III Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 21-00997 | 03/28/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Jeff McElroy Respondent Lawyers(s): Jeff Corey McElroy Arbitrator(s): Robert J. Gregory Hearing Site: Oklahoma City, OK | ||
| 21-02214 | 03/23/2022 | Claimant(s): Danielle Stanton Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey L. Vasko Arbitrator(s): Robert A. Lakosil, Kirtley M. Thiesmeyer, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 21-01670 | 03/21/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Scott Williams Respondent Lawyers(s): Scott Douglas Williams Arbitrator(s): Theodore Haynes, Michael Edward Collins, Nancy King Crawford Hearing Site: Nashville, TN | ||
| 21-01636 | 03/08/2022 | Claimant(s): James Dy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-03291 | 02/25/2022 | Claimant(s): Robert Refice IRA Claimant Lawyers(s): Michael Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gordon M. Wase, Kathleen Jones Spilker, Joseph Patrick Murphy Hearing Site: Philadelphia, PA | | Expungement |
| 21-01069 | 02/16/2022 | Claimant(s): Warren Gonzales Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | | Dismissed by Rule 12206 |