Potomac Analytics' Logo

FINRA Awards for Chase Investment Services Corp.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 61-70 out of 125 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0028902/06/2013Claimant(s): Alison Kaylor
Claimant Lawyers(s): Alison Jane Kaylor
Respondent(s): Chase Investment Services Corp., Ryan Bible
Respondent Lawyers(s): Matthew T. Wholey
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
Checkmark Icon$213
10-0497412/13/2012Claimant(s): Jacques Bernard
Claimant Lawyers(s): David Neuman
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Linda M. Granata, Richard E. Blackman, Joseph Michael Librie
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0145612/07/2012Claimant(s): Harry Kirschenbaum
Claimant Lawyers(s): Harry Kirschenbaum
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
12-0183611/30/2012Claimant(s): Chase Investment Services Corp., Mikhail Cherny, Sean Knowles
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Bernard Distefano
Respondent Lawyers(s): Mitchell Markowitz
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
Expungement
10-0539511/09/2012Claimant(s): Daniel Fanelli
Claimant Lawyers(s): Brandon S. Peters
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Alan E. Linden, Charles W. Lavender, Wallace Morton Rudolph
Hearing Site: Orlando, FL
Checkmark Icon$36,250
12-0077511/07/2012Claimant(s): Alireza Shayan
Claimant Lawyers(s): Alireza Shayan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
11-0154910/19/2012Claimant(s): Edward LaPosta
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Donald B. Vaden
Hearing Site: Charleston, WV
Checkmark IconExpungement
11-0342808/27/2012Claimant(s): Arik Borohov
Claimant Lawyers(s): Todd A. Gabor
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Paul Weinberg
Hearing Site: New York, NY
Checkmark IconExpungement
11-0311708/24/2012Claimant(s): Roni Arjangravesh
Claimant Lawyers(s): Christine A. Page
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Christopher P. Fisher
Arbitrator(s): Philip W. Burge, David L. Maislen, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
12-0030108/08/2012Claimant(s): Ann Wilson
Claimant Lawyers(s): Ann Pulford Wilson
Respondent(s): Chase Investment Services Corp., Geetika Mehrotra
Respondent Lawyers(s): Erika Imre Schindler
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
Checkmark IconExpungement

125 Results

Display: