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FINRA Awards for Oppenheimer & Co..

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Displaying 201-210 out of 308 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0399310/17/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Todd Hallquist
Respondent Lawyers(s): Gordon D. Gee
Arbitrator(s): Joseph D. Sheppard, Michael A. Rzewnicki, Michael A. Kleinman
Hearing Site: Kansas City, MO
11-0208409/27/2012Claimant(s): Richard Dumont
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Frank Sanclemente
Hearing Site: Boston, MA
10-0350508/14/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Matthew Iskric
Respondent Lawyers(s): Matthew John Iskric
Arbitrator(s): Edward M. Rosensteel
Hearing Site: New York, NY
12-0090208/01/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): John Ebanietti
Respondent Lawyers(s): John Blaise Ebanietti
Arbitrator(s): Alan Shaw
Hearing Site: Newark, NJ
12-0006106/29/2012Claimant(s): Jane C L Goichman Rollover IRA, Henry and Jane Goichman Trust
Claimant Lawyers(s): Jane C. L. Goichman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Diana H. Sur
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$22,524
10-0525005/16/2012Claimant(s): Zvi Streit, The Streit Living Trust
Claimant Lawyers(s): George A Shohet
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Susan B. Gans-Smith, Robert B. Hansohn, David L. Maislen
Hearing Site: Los Angeles, CA
Checkmark Icon$143,400
11-0070304/30/2012Claimant(s): The Estate of Beverly Erickson
Claimant Lawyers(s): Stephen Patrick Doyle
Respondent(s): Oppenheimer & Co.., Robert Long
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Joan L. Volz, Debra Jean Griebel, John D. Campion
Hearing Site: Minneapolis, MN
Checkmark Icon$100,000
11-0308303/27/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Michael Hester
Respondent Lawyers(s): Michael John Hester
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
11-0095003/21/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Karl Hahn
Respondent Lawyers(s): Karl E. Hahn
Arbitrator(s): Mary C. Kelleher
Hearing Site: Manchester, NH
11-0410303/06/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): William Bucci
Respondent Lawyers(s): Robert M. Tobia
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA

308 Results

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