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FINRA Awards for Oppenheimer & Co..

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Displaying 181-190 out of 308 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0334507/10/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Paul Marshall
Respondent Lawyers(s): Glenn D. Delk
Arbitrator(s): Joel Steven Arogeti, Perry Lee Taylor, Harvey R. Linder
Hearing Site: Atlanta, GA
12-0362806/12/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Keith Dagostino
Respondent Lawyers(s): Keith Michael Dagostino
Arbitrator(s): Paul Weinberg
Hearing Site: New York, NY
12-0091906/06/2013Claimant(s): Linda Savitch
Claimant Lawyers(s): Victor P. Muskin
Respondent(s): Frank Palombo, Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Leonard M. Bakal, Vincent C. Pangia, Brian John Gallagher
Hearing Site: New York, NY
Checkmark Icon$0
12-0180805/24/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Julio Almeyda
Respondent Lawyers(s): Julio Almeyda
Arbitrator(s): Monroe Mitchel
Hearing Site: Miami, FL
11-0368205/23/2013Claimant(s): Zachary Drean
Claimant Lawyers(s): Jason A. Achinaco
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Susan C. Lushing, Ann C. Northern, Richard Bryce Nesson
Hearing Site: New York, NY
11-0274605/15/2013Claimant(s): Martin Shulman
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): William W. Bride, Bonnie A. Pearce, Martin M. Van Luven
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0475604/23/2013Claimant(s): Gerald Peragine
Claimant Lawyers(s): Jim Moyles
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Joseph F. Pittelli, Caryl S. Bernstein, Jacquelyn M. Shannon
Hearing Site: Wilmington, DE
09-0052604/10/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Bert Gilbert
Respondent Lawyers(s): Bert J. Gilbert
Arbitrator(s): Stephen M. Acerra, Maxwell J. Mahoney, Dennis R. Surprenant
Hearing Site: Boston, MA
09-0441404/10/2013Claimant(s): Jeffrey Franklin, The Jeff Franklin IRA, Moose Productions Inc. DBPP DTD 1/2/03, Moose Productions. PSP DTD 1/23/84
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Devin A. Donohue
Arbitrator(s): Michael M. Hachigian, Ralph B. Perry, Paul H. White
Hearing Site: Los Angeles, CA
Checkmark Icon$0
11-0441404/09/2013Claimant(s): James Gerard
Claimant Lawyers(s): James Gerard
Respondent(s): Jeremy Tintle, Oppenheimer & Co..
Respondent Lawyers(s): Jeremy Gerald Tintle, Leo Kogan
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
Checkmark Icon$0

308 Results

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