| 16-00441 | 02/10/2017 | Claimant(s): Mavis Kolman, Ronald O. Kolman
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Jonah Engler, Jonathan Sheklow, Thomas Herity, William Bradley, HFP Capital Markets LLC
Respondent Lawyers(s): Jonah Engler, Jonathan Michael Sheklow, Thomas Francis Herity, Thomas Herity, William Kevin Bradley
Arbitrator(s): Lawrence R. Commers
Hearing Site: Minneapolis, MN
|  | $33,117 |
| 15-01228 | 01/20/2017 | Claimant(s): Kenneth Rowan
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bruce Guarino, Chris Wiseman, George Hasapes, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Aegis J. Frumento, Chris Michael Wiseman, George Peter Hasapes, Robert M. Bursky
Arbitrator(s): Michael L. Lyons, Kim L. Kirn, Sheldon Weinhaus
Hearing Site: St. Louis, MO
| | $0 |
| 15-01225 | 01/06/2017 | Claimant(s): Paul & Beatrice Hessong
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Buda Yao, Costa Tzotzis, James Webb, Jeff Bodner, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy Newcomb
Arbitrator(s): David L. Ruderman, Jane Tam, Harold Craig Cohen
Hearing Site: Baltimore, MD
| | $0 |
| 16-01121 | 12/28/2016 | Claimant(s): Ruben Rucker
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Michael Dugan, Paul Taboada
Respondent Lawyers(s): David A. Schrader, Michael Joseph Dugan
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | $0 |
| 16-00673 | 12/22/2016 | Claimant(s): Jeffrey R. Parks and Lauren Parks
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Joseph Quinzi, Laurence Torres
Respondent Lawyers(s): Joseph Dominick Quinzi, Laurence Michael Torres
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
| | $47,100 |
| 15-03326 | 10/24/2016 | Claimant(s): Timothy West
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Mark Miranda, Robert Ciaccio, Rubin Tollinchi
Respondent Lawyers(s): Mark Andrew Miranda, Robert Thomas Ciaccio, Rubin Anthony Tollinchi
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 16-00201 | 09/30/2016 | Claimant(s): Robert Gray
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Isreal Torres, John Riccardi, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader, Isreal Wilfredo Torres, John F. Riccardi
Arbitrator(s): Jill I. Gross
Hearing Site: Albany, NY
| | $300 |
| 16-00786 | 09/16/2016 | Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Anthony Monaco, Robert Jean, Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore, Robert Jean
Arbitrator(s): James Mark Eason
Hearing Site: Albuquerque, NM
| | $0 |
| 15-03282 | 08/18/2016 | Claimant(s): Stephen McCourt
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Labron Toles, Sonya Still
Respondent Lawyers(s): Labron Manosa Toles, Marc S. Gottlieb
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | $300 |
| 15-02851 | 07/29/2016 | Claimant(s): Thaddeus Kabat
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Pasquale Rappa
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
| | $45,334 |
