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FINRA Awards for Jennifer Tarr

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Displaying 21-30 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0105904/06/2018Claimant(s): Steven Carver
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Adam Spero, Anthony Urrico, Joseph Varvara, Michael Molinaro, Charles Vista LLC
Respondent Lawyers(s): Gregg Lorenzo, MIchael P. Gilmore, Michael Robert Molinaro
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
Checkmark IconDismissed by Rule 12206
16-0040211/22/2017Claimant(s): Tom Flack
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Michael Lavolpe
Respondent Lawyers(s): Michael Scott Lavolpe
Arbitrator(s): Kenneth O. Fossey, Mark A. Frankel, Dennis Dean Davis
Hearing Site: Des Moines, IA
Checkmark Icon$233,703
16-0356611/09/2017Claimant(s): Linda Pollock
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners.
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
Checkmark Icon$0
17-0010409/11/2017Claimant(s): Robert Sells
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Dean Kajouras, John Lowry, Yvonne Owens, Spartan Capital Holdings, Spartan Capital Securities
Respondent Lawyers(s): David A. Schrader, John Stenson, Yvonne R. Owens
Arbitrator(s): David J. Hase
Hearing Site: Des Moines, IA
Checkmark Icon$600
16-0355905/30/2017Claimant(s): Alan Rosen
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Gregg Koch, John Piro
Respondent Lawyers(s): Howard F. Greenberg, John Lawlor
Arbitrator(s): William M. Azkoul
Hearing Site: Buffalo, NY
Checkmark Icon$400
16-0266505/18/2017Claimant(s): Mark Owens
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Joseph Quinzi, Philip Sparacino, Thomas Myers, Alexander Capital, L.P.
Respondent Lawyers(s): Ian J. Frimet, Joseph Dominick Quinzi, Thomas Alexander Myers
Arbitrator(s): Barry Goldman
Hearing Site: Des Moines, IA
Checkmark Icon$0
16-0164303/08/2017Claimant(s): Alan Blumenthal
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Ahmad Wares, John Coolong, Thomas Suarez, Laidlaw & Company (UK) LTD.
Respondent Lawyers(s): Ahmad Wares, Ross David Carmel, Thomas Suarez
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
Checkmark Icon$0
16-0051903/01/2017Claimant(s): Tom Halling
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lon Faccini, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
Checkmark Icon$0
16-0165502/27/2017Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Jonathan Sheklow, Kevin Hagan, Richard Bohack, Robert Jean
Respondent Lawyers(s): Jonathan Michael Sheklow, Kevin Edward Hagan, Richard Edward Bohack, Robert Jean
Arbitrator(s): Richard D. Fincher
Hearing Site: Albuquerque, NM
Checkmark Icon$0
16-0035002/24/2017Claimant(s): Dennis Harlow
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Brian Hagerman, John Matthews, Niaz Elmazi
Respondent Lawyers(s): Brian Joseph Hagerman, Niaz Elmazi, Ronald S. Herzog
Arbitrator(s): William L. Cravens, Michael A. Kleinman, Elizabeth Sharp Lynch
Hearing Site: Kansas City, MO
Checkmark Icon$298,737

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