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FINRA Awards for Noah D. Sorkin

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Displaying 11-20 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0104908/21/2023Claimant(s): Robert Nanos
Claimant Lawyers(s): Robert L. Nanos
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Edward A. Trabin
Hearing Site: Las Vegas, NV
Checkmark Icon$25
22-0156906/08/2023Claimant(s): Mamadi Kourouma
Claimant Lawyers(s): Mamadi Kourouma
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John R. Michael, Frederick Ramos, Robert S Hendricks
Hearing Site: Louisville, KY
$0
21-0237401/17/2023Claimant(s): Allen Wagner
Claimant Lawyers(s): Allen B. Wagner
Respondent(s): Kelly Behunin, Fidelity Brokerage Services LLC, Peter Lee, Puja Aggarwal, Robert Burge, FMR, Fidelity Personal & Workplace Advisors, Strategic Advisers LLC
Respondent Lawyers(s): Casey W. Jones, Noah D. Sorkin
Arbitrator(s): Mary Margaret Bush, Philip Aaron Tymon, Diane Duvall
Hearing Site: San Francisco, CA
Checkmark IconExpungement
22-0175712/23/2022Claimant(s): Mary Cimmet
Claimant Lawyers(s): Mary Lyon Cimmet
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mary Kathleen Mackey
Hearing Site: San Francisco, CA
Checkmark Icon$225
21-0294011/15/2022Claimant(s): Yvonne Lyon
Claimant Lawyers(s): Robert Persante
Respondent(s): James Evans, Fidelity Brokerage Services LLC, Ryan Patrick
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mimi B. Osiason, Geoffrey Paul Nuckolls, Andrea M Johnson
Hearing Site: Tampa, FL
Checkmark IconExpungement
19-0232811/07/2022Claimant(s): Carl Abdalian
Claimant Lawyers(s): Robert Souren Abdalian
Respondent(s): Douglas Vollette, Fidelity Brokerage Services LLC, Todd Williams
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
Checkmark Icon$0
21-0240706/07/2022Claimant(s): Felix Dashevsky, The Dashevsky 2010 Trust
Claimant Lawyers(s): Felix Dashevsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
Checkmark Icon$0
19-0146105/10/2022Claimant(s): Leslie Miller
Claimant Lawyers(s): Matthew H. Hoy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Leonard Arthur Nelson, Steven Joseph Streen, Robert S. Baran
Hearing Site: Kansas City, MO
Checkmark Icon$1
20-0384112/21/2021Claimant(s): Edward Denton
Claimant Lawyers(s): Edward E Denton
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Paula K. Konikoff, Erin Person, Linda Wilde
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
21-0104610/27/2021Claimant(s): Tina Wang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA

42 Results

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