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FINRA Awards for Paul H. Lamboley

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0080905/28/2013Claimant(s): Fae Silver
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Paul H. Lamboley, Merrill Dean Taylor, John G. Manley
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
11-0447105/14/2012Claimant(s): Richard Sudborough
Claimant Lawyers(s): Richard Sudborough
Respondent(s): Trade Monster
Respondent Lawyers(s): Michael Albino
Arbitrator(s): Paul H. Lamboley
Hearing Site: Las Vegas, NV
Checkmark Icon$25
10-0055507/12/2011Claimant(s): Evelyn Dias, Melvin Dias
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Pershing LLC
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Paul H. Lamboley, Cheryl R. Kershner, David M. Seidner
Hearing Site: Reno, NV
Checkmark Icon$120,250
08-0420912/17/2009Claimant(s): Odeen Manning, The Odeen Manning Family LP
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Paul H. Lamboley, Stephen F. Kempa, Seymour A. Kolman
Hearing Site: Las Vegas, NV
Checkmark Icon$895,000
08-0230709/09/2009Claimant(s): Elsie Kelly, Raymond Kelly, Raymond O's Kelly & Elsie M. Ke U/A dtd, Raymond O's Kelly Rev Liv Trust U/A dtd
Claimant Lawyers(s): Thomas A. Hargett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Paul H. Lamboley, Barry A. Mainardi, Darryl J. Horowitt
Hearing Site: Reno, NV
Checkmark Icon$100,080
07-0127808/29/2007Claimant(s): Mildred Markowski
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Bonnie Stein, Christopher Davis, Jennifer Vollmer, Mary-Ann Princinsky, Neil Adleberg, Scott Grebenstein, William Skinner
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Paul H. Lamboley, William R. Rafti, Linda Jane Jones
Hearing Site: Las Vegas, NV
Checkmark IconExpungement

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