11-04815 | 08/22/2013 | Claimant(s): HITE Hedge Asset Management, HITE Hedge Offshore Ltd., HITE Hedge LP Claimant Lawyers(s): Michael D. Ricciuti Respondent(s): Jon Wessels, Sanders Morris Harris Inc. Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Richard J. Grahn, Edward Aptaker, Thomas J. Nash Hearing Site: Boston, MA
| | $442,055 |
12-00035 | 02/14/2013 | Claimant(s): Scottrade Inc. Claimant Lawyers(s): Niels P. Murphy Respondent(s): Farid Mohamed Respondent Lawyers(s): John P. Connolly Arbitrator(s): Richard J. Grahn, Suzanne Lee Johnson, John Francis Markuns Hearing Site: Boston, MA
| | $0 |
12-01551 | 11/27/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Nathan Carvalho Respondent Lawyers(s): Nathan A Carvalho Arbitrator(s): Richard J. Grahn Hearing Site: Providence, RI
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10-05715 | 07/09/2012 | Claimant(s): Janet Schmidt, MJN Construction, The Schmidt Family Trust Claimant Lawyers(s): Eileen M. Donoghue Respondent(s): UBS Financial Services Inc., Laurence Knowlton, Robert Cataldo Respondent Lawyers(s): Jeffrey L. Friedman, Robert Anthony Cataldo Arbitrator(s): Richard J. Grahn, William R Harding, Steven S. Manos Hearing Site: Boston, MA
| | $809,500 |
11-01830 | 02/27/2012 | Claimant(s): John C. Reppucci TTEE M&M Plans. Claimant Lawyers(s): John E. Sutherland Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA
| | $21,000 |
10-03257 | 08/25/2011 | Claimant(s): Richard Denerstein Claimant Lawyers(s): Dan A. Druz Respondent(s): Lawrence Brazie, Westminster Financial Securities. Respondent Lawyers(s): Edward D. Muransky Arbitrator(s): Richard J. Grahn, Pamela E. Berman, Peter Andrew Marx Hearing Site: Boston, MA
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09-06801 | 10/28/2010 | Claimant(s): Charles LaBay, Patricia LaBay Claimant Lawyers(s): Elliott L. Epstein Respondent(s): Paul Ligor Respondent Lawyers(s): Richard L. Barrett Arbitrator(s): Richard J. Grahn, Thomas J. Donoghue, Michael Dell'Olio Hearing Site: Augusta, ME
| | $1,000,000 |
09-04887 | 07/23/2010 | Claimant(s): James Shuel Claimant Lawyers(s): Thomas H Tucker Respondent(s): Wachovia Securities, Michael Ceccon Respondent Lawyers(s): Christopher P. Litterio Arbitrator(s): Richard J. Grahn, B. John Dill, Maxwell J. Mahoney Hearing Site: Boston, MA
| | $39,000 |
08-04393 | 11/11/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): John Leonetti Respondent Lawyers(s): Paul J. Vincenti Arbitrator(s): Richard J. Grahn, Marilyn H. Zuckerman, Dennis R. Surprenant Hearing Site: Boston, MA
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08-00456 | 08/14/2008 | Claimant(s): CCO Investment Services Corp Claimant Lawyers(s): David M. Belcher Respondent(s): Citigroup Global Markets., Peter Coley Respondent Lawyers(s): David A. Stein Arbitrator(s): Richard J. Grahn, Joseph F. Meldon, Andrea J. Goldman Hearing Site: Boston, MA
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