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FINRA Awards for Nathan A Carvalho

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0155111/27/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Nathan Carvalho
Respondent Lawyers(s): Nathan A Carvalho
Arbitrator(s): Richard J. Grahn
Hearing Site: Providence, RI

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