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FINRA Awards for Wells Fargo Advisors

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Displaying 851-860 out of 967 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0226606/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Wilson
Respondent Lawyers(s): David P. Wilson
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Little Rock, AR
10-0546106/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicole Stadelmaier
Respondent(s): John Meacham
Respondent Lawyers(s): John Bulkley Meacham
Arbitrator(s): E. William Pastor
Hearing Site: Baltimore, MD
11-0020206/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicki Samson
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
10-0378206/01/2011Claimant(s): James J. Pine
Claimant Lawyers(s): R Brannon Kahlstorf
Respondent(s): Wells Fargo Advisors, Samuel Jew
Respondent Lawyers(s): Kermit L. Kendrick
Arbitrator(s): John G. Manley
Hearing Site: Memphis, TN
Checkmark Icon$225
10-0139805/27/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Christopher Cunningham
Respondent Lawyers(s): Thomas P. Silis
Arbitrator(s): Bonnie K. Wachtel, Caryl S. Bernstein, Karen L. Crump-Wilson
Hearing Site: Washington, DC
10-0500505/27/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Richard Coale
Respondent Lawyers(s): Richard L. Coale
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Philadelphia, PA
09-0654405/18/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Daniel Miyamoto
Respondent Lawyers(s): Dan Miyamoto
Arbitrator(s): Thomas E. Maloney
Hearing Site: Baltimore, MD
10-0114705/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Gregg Whelan
Respondent Lawyers(s): Gregg Whelan
Arbitrator(s): Martin Perlberger
Hearing Site: Los Angeles, CA
10-0133205/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Walter McKinney
Respondent Lawyers(s): Graham Oswald
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO
09-0543805/05/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): James Gracia, Lorrie Mayes
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Marilyn R. Lewis, Timothy E. Taggart, Leonard M. Goldstein
Hearing Site: Denver, CO

967 Results

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