| 11-00222 | 08/16/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Gary Brown
Respondent Lawyers(s): Gary J. Brown
Arbitrator(s): Harry B. Endsley
Hearing Site: San Francisco, CA
| | |
| 10-02006 | 08/12/2011 | Claimant(s): Arthur Ball
Claimant Lawyers(s): Steven M. Green
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Terry D. Anderson, Kevin K. Forrester, Rose Marie A. Boucher
Hearing Site: San Diego, CA
|  | Expungement |
| 09-06144 | 08/09/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Stephen Lowther
Respondent Lawyers(s): Stephen W. Lowther
Arbitrator(s): Harris E. Bunkin, Russell W. Merriman, Thomas G. Moore
Hearing Site: Tampa, FL
| | |
| 10-05055 | 08/09/2011 | Claimant(s): Richard Skop and Lynne Skop
Claimant Lawyers(s): Jeffrey B. Kelvin
Respondent(s): Wells Fargo Advisors, Elaine Regan
Respondent Lawyers(s): Elaine Juliano Regan, Patricia E. Cowart
Arbitrator(s): Daniel M. Mankowski, Gust D. Servis, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
| | $0 |
| 11-00216 | 08/05/2011 | Claimant(s): Doris Dawson
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Jordan Roy Nelson
Hearing Site: Philadelphia, PA
| | $425 |
| 11-00151 | 08/04/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Jones
Respondent Lawyers(s): Thomas Marshall Jones
Arbitrator(s): Robert H. Putnam
Hearing Site: Houston, TX
| | |
| 10-03778 | 08/04/2011 | Claimant(s): Joe Stapleton
Claimant Lawyers(s): Robert W. Elton
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Daniel P. Lund
Hearing Site: Orlando, FL
| | $0 |
| 09-06804 | 07/29/2011 | Claimant(s): Catherine McMichael, Wallact T. and Catherine McMichael Trust
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Wells Fargo Advisors, Gary Foose
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Ronald R. Simpson, Leonard J. Sullivan, Robert Dan Sherrill
Hearing Site: Houston, TX
| | Expungement |
| 11-00502 | 07/28/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Peter Rhee
Respondent Lawyers(s): Peter Rhee
Arbitrator(s): Irving A. Chesler
Hearing Site: Chicago, IL
| | |
| 10-03040 | 07/21/2011 | Claimant(s): Ronald Brown
Claimant Lawyers(s): Christopher M. Whelchel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): John G. McDonald
Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Margaret Elizabeth Gee
Hearing Site: Charlotte, NC
| | |
